Penn State Journal of Law & International Affairs Penn State Journal of Law & International Affairs
Volume 9 Issue 2
May 2021
Plastic Prohibition: The Case For A National Single-Use Plastic Plastic Prohibition: The Case For A National Single-Use Plastic
Ban In The United States Ban In The United States
Margaret Kolcon
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ISSN: 2168-7951
Recommended Citation Recommended Citation
Margaret Kolcon,
Plastic Prohibition: The Case For A National Single-Use Plastic Ban In The United States
,
9 PENN. ST. J.L. & INT'L AFF. 194 (2021).
Available at: https://elibrary.law.psu.edu/jlia/vol9/iss2/9
The Penn State Journal of Law & International Affairs
is a joint publication of Penn State’s School of Law and
School of International Affairs.
Penn State
Journal of Law & International Affairs
2021 VOLUME 9 NO. 2
PLASTIC PROHIBITION: THE CASE FOR
A NATIONAL SINGLE-USE PLASTIC BAN
IN THE UNITED STATES
By Margaret Kolcon
*
I. INTRODUCTION ................................................................................... 194
II. BACKGROUND .................................................................................... 199
A. Viral Animal Posts Bring Attention To The Plastic
Problem ................................................................................. 199
B. American Plastic Shipped to Other Countries ................ 201
C. Plastic Bans in the United States ....................................... 205
1. Nationwide Legislation ................................................. 205
2. Individual State Bans ..................................................... 207
D. Plastic Bans in Other Countries ........................................ 211
III. ARGUMENT ....................................................................................... 215
A. America’s Options ............................................................... 215
B. Negative Effects and Issues ............................................... 219
IV. CONCLUSION .................................................................................... 223
I. INTRODUCTION
In 2021, it is widely understood that single-use plastics are
bad for the environment. Over 2,110,000 square kilometers of
“plastic soup” exist in the world’s oceans, and the number increases
*
Margaret Kolcon is an Associate Editor of The Journal of Law and
International Affairs and a 2021 Juris Doctor Candidate at The Pennsylvania State
University Dickinson School of Law.
2021 Plastic Prohibition 9:2
195
by the second.
1
High-density Polyethylene, the type of plastic that is
used to make plastic grocery bags, was invented in 1953, though the
bags themselves were not introduced to America until 1979.
2
In just a
few decades, plastic grocery bags and other single-use plastics have
gone from non-existent to ubiquitous. The term “single-use plastics”
refers to plastic packaging and items that are used only once before
they are thrown away or recycled.
3
“Disposable plastics” is another
term for this group of items, including but not limited to: plastic
shopping bags, coffee stirrers, water bottles, plastic straws, plastic
caps, food packaging and disposable cups.
4
Every day, Americans
turn to these items because they are convenient and affordable, but
they are also dangerous.
5
Single-use plastic has had a massive impact on oceans and
marine animals, as it is a major ocean polluter.
6
Sea birds, sea turtles,
seals, whales and other animals ingest or become entangled in plastic,
with deadly consequences.
7
According to the United Nations, over
800 species are affected by marine debris each year and about three-
quarters of the debris is made up of plastic.
8
About half of all species
of marine animals are affected by entanglement or ingestion of
1
Great Pacific Garbage Patch, THE WORLD COUNTS, https://
www.theworldcounts.com/challenges/planet-earth/waste/great-pacific-garbage-
patch-size/story (last accessed Mar. 18, 2021).
2
Sarah Laskow, How the Plastic Bag Became So Popular, THE ATLANTIC (Oct.
10, 2014), https://www.theatlantic.com/technology/archive/2014/10/how-the-
plastic-bag-became-so-popular/381065/.
3
What is Single Use Plastic and Why is it a Problem?, PLASTIC FREE
CHALLENGE, http://www.plasticfreechallenge.org/what-is-single-use-plastic (last
visited Jan. 8, 2020).
4
Id.
5
How Are Plastic Bags Made? Step-By-Step Plastic Bag Production Process,
GREENTUMBLE.COM (May 1, 2018) https://greentumble.com/how-are-plastic-bags
-made/.
6
Ocean Plastics Pollution, CENTER FOR BIOLOGICAL DIVERSITY,
https://www.biologicaldiversity.org/campaigns/ocean_plastics/ (last visited Jan. 9,
2020).
7
Id.
8
New UN report finds marine debris harming more than 800 species, costing countries
millions, U.N.
NEWS (Dec. 5, 2016), https://news.un.org/en/story/2016/12/
547032-new-un-report-finds-marine-debris-harming-more-800-species-costing-
countries.
2021 Penn State Journal of Law & International Affairs 9:2
196
marine debris, and fifteen percent of the affected species are on the
International Union for the Conservation of Nature’s Red List of
Threatened Species.
9
Marine animals who consume plastic have
consequences other than entanglement, choking, or starvation,
though. Studies have found that fish exposed to microplastics (pieces
of plastic that are about five millimeters in length) reproduce less, and
so do their offspring who weren’t directly exposed to microplastics,
suggesting that plastic consumption can have lingering effects.
10
Animals are not the only victims; the plastic can end up in the
seafood eaten by humans too.
11
Plastic particles have been found not
only in the seafood people eat, but also in bottled beverages, tap
water, and even in the air.
12
While the effects of human consumption
of plastic have not been studied in great detail due to ethical issues,
studies performed on hamsters have found that plastic particle
consumption could lead to blood clots.
13
The potential for inhaling
airborne plastic particles is also problematic, as they can lodge in the
lungs and are known to cause cancer.
14
Plastic use is most visible
when it affects ocean animals, but it may have severe, albeit less-
visible, effects on people.
Each year, an estimated 8 million metric tons of plastic is
deposited in the ocean, in addition to the estimated 150 million
9
Secretariat of the Convention on Biological Diversity, Impacts of Marine
Debris on Biodiversity, 67 CBD Technical Series 1, 9, https://www.cbd.int/doc/
publications/cbd-ts-67-en.pdf.
10
Andrea Thompson, From Fish to Humans, A Microplastic Invasion May Be
Taking a Toll,
THE SCIENTIFIC AMERICAN (September 4, 2018), https://
www.scientificamerican.com/article/from-fish-to-humans-a-microplastic-invasion-
may-be-taking-a-toll/; see also What are Microplastics?, N
ATIONAL OCEAN SERVICE,
https://oceanservice.noaa.gov/facts/microplastics.html, (last accessed Jan. 10,
2020).
11
Simon Reddy, Plastic Pollution Affects Sea Life Throughout the Ocean, PEW
CHARITABLE TRUSTS (Sep. 24, 2018), https://www.pewtrusts.org/en/research-
and-analysis/articles/2018/09/24/plastic-pollution-affects-sea-life-throughout-the-
ocean.
12
Thompson, supra note 10.
13
Id.
14
Id.
2021 Plastic Prohibition 9:2
197
metric tons of plastic waste that already circulates the ocean.
15
Plastic
does not biodegrade quickly, which means that once it is in the
ocean, unless someone or something physically removes it, it will stay
there for generations.
16
A plastic bottle takes an estimated 450 years
to biodegrade.
17
While some estimates say that plastic shopping bags
take only around twenty years to biodegrade, the lightweight bags are
often mistaken for jellyfish or other food sources by a variety of
marine animals, causing choking or other irreparable harm.
18
More
conservative estimates say that plastic bags can take up to 1000 years
to degrade.
19
The longevity of the pollution and the common
occurrence of marine animals consuming the plastic combines to
create serious concerns for the health of marine ecosystems.
20
Marine
debris also has a huge economic cost. An estimated $13 billion
dollars has been lost on cleanup efforts, repairing damaged vessels,
and decreased tourism due to polluted beaches.
21
Intensifying recycling efforts is theoretically a good solution.
However, the most recent U.S. Environmental Protection Agency
reports show that only 9.1% of plastic gets recycled in the United
States.
22
Only one percent of single-use plastic bags get recycled.
23
15
The Problem with Plastics, OCEANCONSERVANCY.ORG, https://
oceanconservancy.org/trash-free-seas/plastics-in-the-ocean/ (last accessed Jan. 9,
2019).
16
A Guide to Plastic in the Ocean, NATL OCEAN SERV. https://oceanservice.
noaa.gov/hazards/marinedebris/plastics-in-the-ocean.html, (last accessed Mar. 18,
2021).
17
Mike Wright, et al., The stark truth about how long your plastic footprint will last
on the planet, T
HE TELEGRAPH (Jan. 10, 2018, 8:25 PM), https://www.
telegraph.co.uk/news/2018/01/10/stark-truth-long-plastic-footprint-will-last-
planet/.
18
Id.
19
Brad Plumer, Plastic Bags, or Paper? Here’s What to Consider When You Hit
the Grocery Store, N.Y.
TIMES (Mar. 29, 2019), https://www.nytimes.com
/2019/03/29/climate/plastic-paper-shopping-bags.html.
20
Reddy, supra note 11.
21
Kimberly Amadeo, How Air, Water, and Plastic Pollution Affect the Economy,
T
HE BALANCE, (Dec. 29, 2020), https://www.thebalance.com/pollution-facts-
economic-effect-4161042#:~:text=such%20as%20bioremediation.-
,Plastic%20Pollution,flexible%2C%20lightweight%2C%20and%20sustainable.
22
Advancing Sustainable Materials Management: 2015 Fact Sheet, U.S.
ENVIRONMENTAL PROTECTION AGENCY (July 2018) https://www.epa.gov/sites/
2021 Penn State Journal of Law & International Affairs 9:2
198
Further, not all plastics are recyclable, and any recyclable plastic that
gets contaminated by non-recyclable plastic gets sent to a landfill.
24
Even when citizens go to the trouble of separating out their
recyclables correctly, those items are sometimes burned in massive
quantities instead of properly recycled.
25
Recycling centers are not
equipped to handle lightweight plastic bags because they clog up
machines, so even recyclable plastic bags frequently end up in
landfills.
26
Recycling efforts are not solving the plastic problem.
Legislative efforts must be made.
This comment will explore regulations that have banned,
taxed or reduced single-use plastics in countries that have passed
legislation on this topic. It will also analyze several state laws passed
in the United States which have banned or placed regulations on
plastic bags or styrofoam in order to predict if a country-wide ban in
the United States is feasible. Currently, eight states have banned
single-use plastics: California, Connecticut, Delaware, Hawaii, Maine,
New York, Oregon, and Vermont.
27
One hundred and twenty seven
countries world-wide have adopted legislation to regulate use of
plastic shopping bags.
28
A 2018 report by the United Nations
Environment Programme and World Resources Institute details
production/files/2018-07/documents/2015_smm_msw_factsheet_07242018_fnl_
508_002.pdf.
23
Bags by the Numbers, WASTE MANAGEMENT, http://www.
wmnorthwest.com/guidelines/plasticvspaper.htm (last accessed Jan. 9, 2019).
24
John Hite, We Can’t Recycle Our Way Out of the Plastic Pollution Problem,
C
ONSERVATION LAW FOUNDATION (Apr. 24, 2019), https://www.clf.org/blog/
cant-recycle-out-of-plastic-pollution-problem-guide/.
25
Oliver Milman, ‘Moment of reckoning’: US cities burn recyclables after China
bans imports, T
HE GUARDIAN (Feb. 21, 2019, 1:00 PM), https://
www.theguardian.com/cities/2019/feb/21/philadelphia-covanta-incinerator-
recyclables-china-ban-imports.
26
Plumer, supra note 19.
27
State Plastic and Paper Legislation, NATL CONF. OF STATE LEGISLATURES
(Nov. 1, 2019), http://www.ncsl.org/research/environment-and-natural-resources
/plastic-bag-legislation.aspx.
28
Carole Excell, 127 Countries Now Regulate Plastic Bags. Why Aren’t We Seeing
Less Pollution? W
ORLD RESOURCES INSTITUTE (Mar. 11, 2019), https://
www.wri.org/blog/2019/03/127-countries-now-regulate-plastic-bags-why-arent-
we-seeing-less-pollution.
2021 Plastic Prohibition 9:2
199
different regulations used in legislation.
29
“Plastic bags regulations
include restrictions on the manufacture, distribution, use, and trade
of plastic bags, taxation and levies, and post-use disposal.”
30
The
United States may need to implement a combination of these laws in
order to have a real impact in changing the nation’s addiction to
plastic products.
II. BACKGROUND
A. Viral Animal Posts Bring Attention To The Plastic Problem
Sadly, the plastic pollution problem is most prominent when
viral videos or photographs are posted of a deceased or suffering
animal. A viral video of a drinking straw getting pried out of a
wincing sea turtle’s nostril has been viewed over 41 million times
since it was posted in 2015 and is widely credited with drawing
awareness to the danger of plastic drinking straws.
31
An anti-straw
movement gained traction after the video, and even large companies
were affected by the movement; for instance, Starbucks made the
decisions to eliminate plastic straws in 2018.
32
While the viral video’s
success in leading to plastic straw bans seems like a solution to the
plastic pollution problem, plastic straws are a relatively small part of
the equation. Straws make up only four percent of the plastic trash by
29
Legal Limits on Single-Use Plastics and Microplastics: A Global Review of
National Laws and Regulations, U.N.
ENVIRONMENT PROGRAMME, https://wedocs.
unep.org/bitstream/handle/20.500.11822/27113/plastics_limits.pdf?sequence
=1&isAllowed=y (last accessed Jan. 12, 2020).
30
Id. .
31
Sea Turtle Biologist, Sea Turtle With Straw Up Its Nostril No” To Plastic
Straws, Y
OUTUBE (Aug. 10, 2015)), https://www.youtube.com/watch?time_
continue=1&v=4wH878t78bw; see also Michael A. Lindenberger, How A Texas
A&M Scientist’s Video of a Sea Turtle Soured Americans On Drinking Straws, T
HE
DALLAS MORNING NEWS (July 19, 2018)), https://www.dallasnews.com/opinion
/commentary/2018/07/19/how-a-texas-am-scientist-s-video-of-a-sea-turtle-
soured-americans-on-drinking-straws/; see also Sophia Rosenbaum, She Recorded
That Heartbreaking Turtle Video. Here’s What She Wants Companies Like Starbucks To
Know About Plastic Straws, T
IME (July 17, 2018)), https://time.com/5339037/turtle-
video-plastic-straw-ban/.
32
Starbucks to ban plastics straws in all stores by 2020, BBC NEWS (July 9, 2018),
https://www.bbc.com/news/world-us-canada-44774762.
2021 Penn State Journal of Law & International Affairs 9:2
200
piece and only 2000 of the 9 million tons of plastic that end up in the
ocean each year.
33
Other viral photos of suffering animals that have had major
impacts include a stork with its mouth sealed shut by an elastic ring
and a tiny seahorse clinging to a Q-tip.
34
The images are jarring and
spark conversation. News reports of whales who have apparently
died from swallowing too much plastic have started becoming more
common, which has also drawn attention to plastic pollution.
35
In
March 2019, a young fifteen-foot whale washed up dead on a
Philippine island with more than eighty-eight pounds of plastic in its
stomach, some of which had calcified.
36
In April 2019, another whale
was found dead off the coast of Italy after eating more than forty-
eight pounds of plastic.
37
When whales ingest plastic, they are unable
to digest or expel it, so they feel full, despite not gaining any
nutrients.
38
This leads to starvation. Seabirds that eat plastic
sometimes die of starvation after consuming plastic because it takes
up room in their stomachs and they cannot consume enough organic
33
Seth Borenstein, Science Says: Amount of straws, plastic pollution is huge,
P
HYS.ORG (Apr. 21, 2018), https://phys.org/news/2018-04-science-amount-
straws-plastic-pollution.html.
34
Annie Gowen, A photo of a bird in India with its beak shut by an elastic ring
went viral. Now it has been rescued, W
ASH. POST (June 13, 2018), https://
www.washingtonpost.com/world/asia_pacific/a-photo-of-an-indian-bird-with-its-
beak-shut-by-a-plastic-ring-went-viral-now-hes-been-
rescued/2018/06/13/fe64ecf3-77c3-4cd1-b447-fb3e757b8a82_story.html; see also
Alessandra Potenza, How a photographer snapped this tragic photo of a seahorse lugging a Q-
tip, T
HE VERGE (Sept. 15, 2017), https://www.theverge.com/2017/9/15/
16314928/justin-hofman-seahorse-plastic-pollution-photography.
35
Umair Irfan, The Alarming Trend of Beached Whales Filled With Plastic,
Explained, V
OX (Dec. 3, 2019, 10:10 AM), https://www.vox.com/2019/5/24/
18635543/plastic-bags-whale-stomach-beached.
36
Deanna Paul, Whales Keep Eating Plastic and Dying. This One’s Stomach Had
88 Pounds of Calcifying Trash. W
ASH. POST (Mar. 18, 2019), https://www.
washingtonpost.com/science/2019/03/18/whales-keep-eating-plastic-dying-this-
ones-stomach-had-pounds-calcifying-trash/.
37
Iliana Magra, Whale Is Found Dead in Italy With 48 Pounds of Plastic in Its
Stomach, N.Y.
TIMES (Apr. 2, 2019), https://www.nytimes.com/2019/04/02/
world/europe/plastic-whale-dead-italy.html.
38
Daniel Victor, Dead Whale Found With 88 Pounds of Plastic Inside Body in the
Philippines, N.Y.
TIMES (Mar. 18, 2019), https://www.nytimes.com/2019/03/18
/world/asia/whale-plastics-philippines.html.
2021 Plastic Prohibition 9:2
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material to survive.
39
Fish also consume plastic, mostly in the form of
microplastics, which come from either larger plastic debris that has
been broken down into smaller pieces, or from manufactured plastic
microbeads.
40
In a new test of some of the most commercially
exported fish from Mexico, twenty percent were found to contain
plastic.
41
It is tragic that animals have to suffer in such a public manner
for the plastic problem to be recognized by the general public, but
the outpour of support for anti-plastic movements that resulted from
the spread of these shocking images has been a catalyst for change
world-wide. These images have proven that there is a plastic
problem, and that it needs to be fixed.
B. American Plastic Shipped to Other Countries
One of the biggest arguments against a plastic bag ban is that
the problem of plastic bags filling our oceans and landfills can be
solved by intensifying recycling efforts.
42
There are many difficulties
that arise from plastic bag recycling efforts. Plastic bags are expensive
to collect, and although quality and cleanliness of the bags are
essential for recycling, the minimum standards are hard to maintain.
43
Further, plastics can only be recycled seven to nine times, unlike an
aluminum can which can be recycled indefinitely, as it loses no quality
during recycling.
44
Each type of plastic is made from a different
39
Reddy, supra note 11.
40
What are Microplastics?, supra note 10.
41
Alejandro Olivera, Tests Find Plastic in 20 Percent of Mexican Fish, CENTER
FOR
BIOLOGICAL DIVERSITY (Oct. 10, 2019), https://biologicaldiversity.org/w/
news/press-releases/tests-find-plastic-20-percent-mexican-fish-2019-10-10/.
42
Learn the Facts, BAG THE BAN, https://www.bagtheban.com/learn-the-
facts/ (last accessed Mar. 18, 2021).
43
Don’t be Fooled- Plastic Bag Recycling Laws are Not the Answer,
P
LASTICBAGLAWS.ORG, https://www.plasticbaglaws.org/get-involved/plastic-bag
-recycling (last accessed Mar. 18, 2021).
44
Laura Parker, China’s Ban on Trash Imports Shifts Waste Crisis to Southeast
Asia, N
ATL GEOGRAPHIC (Nov. 16, 2018), https://www.nationalgeographic.com/
environment/2018/11/china-ban-plastic-trash-imports-shifts-waste-crisis-
southeast-asia-malaysia/.; see also How Many Times Can it be Recycled?,
M
AKETHEMOSTOFWASTE.CO.NZ, https://www.makethemostofwaste.co.nz/
recycling/how-many-times-can-it-be-recycled/ (last accessed Jan. 10, 2020).
2021 Penn State Journal of Law & International Affairs 9:2
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formulathere are thousandsand each requires a different
recycling process.
45
Plastic recycling in general is a huge headache,
and it is not a viable alternative for reducing plastic bag consumption.
The system of recycling is fundamentally flawed, because the
rules of what can be recycled are confusing, and, as a result, many
well-intentioned people attempt to recycle products that are not
recyclable.
46
Because of this issue, the first step of recycling is to sort
out the products that can actually be recycled from those that
cannot.
47
This process is done by hand, and it is crucial because if
plastic bags or cling wrap are not removed from the pile of
recyclables, they can break the recycling equipment by jamming the
conveyor belt.
48
In fact, plastic bags require special sorting and
processing machines, which cannot be found at every recycling
center.
49
Since many people still attempt to recycle plastic bags or
items that are contaminated by food waste, someone needs to
physically sort the items.
50
This is an unglamorous, labor-intensive
job, and it does not make sense for many recyclers in the United
States, or any other developed nation, to do it. Therefore, about
eighty percent of America’s mixed plastics are getting sent abroad for
someone else to sort and deal with.
51
That someone else was China until recently. Starting in 1992,
China bought forty-five percent of the world’s plastics designated for
recycling.
52
But, in January 2018, China’s National Sword policy
45
Parker, supra note 44.
46
Dominique Mosbergen, Why Southeast Asia Is Flooded With Trash From
America and Other Wealthy Nations, H
UFF POST (MAR. 8, 2019, 5:45 AM), https://
www.huffpost.com/entry/malaysia-plastic-recycling_n_5c7f64a9e4b020b54d7ff
dee.
47
Id.
48
Kate Bratskeir, How to Recycle Plastic Bags the Right Way, HUFF POST (Jan.
26, 2019, 8:00 AM), https://www.huffpost.com/entry/how-to-recycle-plastic-
bags_n_5c4b80f8e4b0e1872d43b9a4.
49
Id.
50
Mosbergen, supra note 46.
51
Id.
52
Sara Kiley Watson, China Has Refused to Recycle The West’s Plastics. What
Now?, N.P.R. (June 28, 2018, 4;02 PM), https://www.npr.org/sections/
2021 Plastic Prohibition 9:2
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banned plastic waste from being imported for the protection of the
environment and people’s health.
53
Much of the imported recyclable
waste was too contaminated to be recycled anyway, so a large
percentage of it was ending up in China’s landfills or waterways.
54
Since China’s ban, hundreds of thousands of tons of plastics
that are placed in recycling bins in the United States each year are
now shipped to developing countries to be recycled.
55
The countries
that receive the United States’ plastic waste are mismanaging more
than seventy percent of their own plastic waste.
56
Countries such as
Bangladesh, Laos, Ethiopia, and Senegal are now receiving
recyclables from the United States because they have cheap labor and
a low level of environmental regulation.
57
While processing
contaminated plastic requires more sorting for legal recyclers,
unlicensed recyclers can do it cheaply by illegally accessing
groundwater for the recycling process.
58
They then do not have to
worry about treating the contaminated water, because of a lack of
environmental regulations.
59
Leftover recyclables are illegally dumped
and sometimes burned.
60
This is a widespread practice in Malaysia,
where Chinese recyclers have relocated since the National Sword
policy took effect.
61
These relocated Chinese recyclers melt
contaminated plastic scrap into pellets to sell to China, betting on
cleaning up the plastics in the pellet-making process to get them past
Chinese customs inspectors.
62
If that plan works, it would mean that
contaminated, unregulated plastic could be used to manufacture
goatsandsoda/2018/06/28/623972937/china-has-refused-to-recycle-the-wests-
plastics-what-now.
53
Id.
54
Mosbergen, supra note 46.
55
Erin McCormick et. al., Where Does Your Plastic Go? Global Investigation
Reveals America’s Dirty Secret, T
HE GUARDIAN (June 17, 2019, 1:00 PM),
https://www.theguardian.com/us-news/2019/jun/17/recycled-plastic-america-
global-crisis.
56
Id.
57
Id.
58
Mosbergen, supra note 46.
59
Id.
60
Id.
61
Id.
62
Parker, supra note 44.
2021 Penn State Journal of Law & International Affairs 9:2
204
Chinese goods.
63
The United States has been criticized by Malaysia’s
Energy, Science, Technology, Environment and Climate Change
Minister for being a developed country that is dumping its waste on a
developing nation.
64
Plastic waste in the United States is becoming
other countries’ problem, which should be a major consideration in
developing nationwide policy.
65
In May 2019, almost all of the world’s countries agreed on a
deal that restricts shipments of hard-to-recycle plastic waste to
economically developing countries.
66
The deal means that exporting
countries will have to obtain consent from countries receiving
contaminated, mixed or unrecyclable plastic waste.
67
Previously, the
United States and other countries could send recyclables to private
entities in developing countries without getting approval from their
governments.
68
Activists observed plastic waste piling up in
developing countries, to the point that the Global Alliance for
Incinerator Alternatives (one of the backers of the deal), said that
villages in Indonesia, Thailand, and Malaysia had “turned into
dumpsites over the course of a year.”
69
This pact to stop shipments
of low-quality recyclables to developing countries without consent
was signed by 187 countries as an amendment to the Basel
Convention.
70
While the United States is not a party to the Basel
Convention, the treaty has implications for U.S. importers and
exporters.
71
The Basel Convention contains provisions that allows
exports of waste only if the exporting country does not have
63
Id.
64
Id.
65
Id.
66
Emily Holden, Nearly All Countries Agree To Stem Flow of Plastic Waste into
Poor Nations, T
HE GUARDIAN (May 10, 2019 7:02 PM), https://
www.theguardian.com/environment/2019/may/10/nearly-all-the-worlds-
countries-sign-plastic-waste-deal-except-us.
67
Id.
68
Id.
69
Id.
70
Id.
71
Implications of the Basel Convention for U.S. Importers & Exporters, U.S.
ENVIRONMENTAL PROTECTION AGENCY, https://www.epa.gov/hwgenerators/
international-agreements-transboundary-shipments-hazardous-waste (last accessed
on Jan. 10, 2020).
2021 Plastic Prohibition 9:2
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sufficient disposal or recycling capacity or cannot manage waste in an
environmentally sound manner.
72
The United States has been looking
for other Asian countries to accept export of its waste since China
closed its doors to foreign recyclables.
73
This is not a sustainable plan.
The Basel Convention amendment should be a wakeup call to the
United States that it needs to stop the consumption of products that
it cannot recycle or dispose of on its own.
C. Plastic Bans in the United States
1. Nationwide Legislation
In 2009, the Plastic Bag Reduction Act was introduced in the
House of Representatives and referred to the Subcommittee on
National Parks, Forests, and Public Lands.
74
It proposed an excise tax
on single-use carryout bags, established a tax refund for retailers with
bag recycling programs and planned to use the tax revenue it earned
to pay for land and water conservation.
75
That bill died, and the
United States currently has no nationwide restrictions or taxes on
plastic bag use.
76
However, the United States does have a precedent for
enacting a single-use plastics ban: the Microbead-Free Waters Act.
77
Microbeads used to serve as exfoliants in products like facial
cleansers and body washesfor example, a popular facewash called
Clean and Clear Morning Burst contained the tiny plastic balls.
78
The
beads are less than five millimeters in diameter, so they are easily
72
Id.
73
Parker, supra note 44.
74
H.R. Res. 2091, 111th Cong. (2009-2010).
75
H.R. 2091.
76
Rethinking the Convenience of Single-Use Plastics, OUTRIDER FOUNDATION,
https://outrider.org/climate-change/articles/rethinking-convenience-single-use-
plastics/ (last accessed Jan. 10, 2020).
77
21 U.S.C.A. § 331.
78
Dudez Perez, Ban the Microbead: More Than a Dozen Countries Have Banned
These Hidden Plastics From Beauty Products. Has Yours??, E
CO WARRIOR PRINCESS?
(Oct. 29, 2019), https://ecowarriorprincess.net/2019/10/ban-microbead-countries
-banned-hidden-plastics-beauty/.
2021 Penn State Journal of Law & International Affairs 9:2
206
washed down drains where they then enter waterways.
79
Their small
size also makes them extremely difficult to filter and remove from
wastewater treatment plants.
80
Microbeads contribute to the Earth’s
plastic problem, but now they are banned in the United States.
81
In 2015, Congress passed the Microbead-Free Waters Act,
which “prohibits the manufacturing, packaging, and distribution of
rinse-off cosmetics containing plastic microbeads.”
82
According to
the Food and Drug Administration, this bill was passed because of
concerns that microbeads would not be filtered properly and would
end up in lakes and oceans, where the beads would be mistaken for
food by marine animals.
83
The reasoning behind this bill is similar to
the argument for banning plastic bagsplastic bags are mistaken for
food by marine animals and eaten. Coral populations are some of the
species most impacted by microbeads: they eat the tiny plastic
particles which then destroy their digestive systems.
84
One of the
strongest arguments during the congressional debate was the
following: “I have serious concerns about fish and other aquatic life
potentially ingesting these particles and the effect this could have on
humans who consume fish that have ingested the plastic.”
85
This is a
valid concern, as a recent study confirmed that a regular serving of
79
Davis Truslow, Microbeads and the Toxics Use Reduction Act: Preventing
Pollution at Its Source, 44 B.C. Envtl. Aff. L. Rev. 149, 152 (2017).
80
July Marks the Beginning of a U.S. Ban on Microbeads. What are Microbeads and
Do They Affect the Planet?, A
RIZONA STATE UNIVERSITY (July 5, 2017),
https://www.newswise.com/articles/july-marks-the-beginning-of-a-u-s-ban-on-
microbeads-what-are-microbeads-and-do-they-affect-the-planet.
81
Jareen Imam, Microbead Ban Signed By President Obama, CNN (Dec. 31,
2015), https://www.cnn.com/2015/12/30/health/obama-bans-microbeads/index.
html.
82
The Microbead-Free Waters Act: FAQs, U.S. FOOD AND DRUG ADMIN.,
https://www.fda.gov/cosmetics/cosmetics-laws-regulations/microbead-free-
waters-act-faqs (last visited Jan. 12, 2020).
83
Id.
84
Alexander C. Kaufman, Obama’s Ban on Plastic Microbeads Failed in One
Huge Way, H
UFFPOST (May 23, 2016 4:14 PM)), https://www.huffpost.com
/entry/obama-microbead-ban-fail_n_57432a7fe4b0613b512ad76b
85
161 CONG. REC. 9021, 9022. (2015) (statement of Rep. Pallone).
2021 Plastic Prohibition 9:2
207
oysters could have approximately 0.7 mg of plastic while a serving of
sardines could contain up to 30 mg of plastic.
86
As previously discussed, single-use plastic items are
consumed by fish, and may have effects on human consumers.
Microbeads are tiny, so it may seem as though they are more likely to
be swallowed by marine animals than a plastic bag or plastic straw
would be. However, single-use plastics can break down into pieces
that are just as small as manufactured microbeads.
87
While the
Microbead-Free Waters Act was a step in the right direction for the
United States, regular single-use plastics that have broken down can
have the exact same effect as microbeads on our oceans, so the
problem has not yet been solved. The Microbead-Free Waters Act
proves that it is not unprecedented in the United States to ban a
known, harmful pollutant. However, the problem persists, and more
legislation is still needed to prevent plastic ingestion by wildlife and
humans alike.
2. Individual State Bans
The eight states that have enacted single-use plastic bans have
similar policies. In 2014, California became the first state to pass a bill
for a state-wide ban on plastic bags.
88
Hawaii has a de facto statewide
ban on non-biodegradable plastic bags at checkout, because its major
counties have all approved the ban.
89
New York passed Senate Bill
1508 in 2019, becoming the third state to ban plastic bags, and the
ban is already in effect.
90
Vermont, Maine, Oregon, Delaware, and
86
Seafood study finds plastic in all samples, SCIENCE DAILY (Aug. 12, 2020).
https://www.sciencedaily.com/releases/2020/08/200812144104.htm#:~:text=%2
2Considering%20an%20average%20serving%2C%20a,a%20QUEX%20Institute%
20PhD%20student.
87
NOAA,What are Microplastics?, supra note 10.
88
State Plastic and Paper Bag Legislation, NATIONAL CONFERENCE OF STATE
LEGISLATURES (November 1, 2019)), http://www.ncsl.org/research/environment-
and-natural-resources/plastic-bag-legislation.aspx.
89
Id.
90
Id.
2021 Penn State Journal of Law & International Affairs 9:2
208
Connecticut followed suit and passed bans of their own.
91
It is
common for these bans to disallow retail establishments from
providing customers with single-use plastic bags, but to leave
exceptions for produce bags, dry-cleaning bags, prescription
medication bags, and bags that transport chemicals.
92
Additionally, Delaware, Maine, Rhode Island, and New York
have mandatory recycling or reuse programs.
93
Maine was the first
state to pass a law banning polystyrene food containers earlier this
year.
94
Polystyrene food containers, also known as Styrofoam food
containers, cannot usually be recycled, and are one of the top ten
most commonly littered items in the United States.
95
Further,
polystyrene does not biodegrade.
96
In July 2019, Vermont’s governor
signed a plastic ban bill into law and it took effect in July 2020.
97
Vermont’s bill is currently the most comprehensive out of all the
states because it will ban retailers from providing plastic stirrers,
coffee cups, and takeout containers made of polystyrene foam.
98
California has been leading the charge against single-use
plastic. Most recently, on October 9, 2019, California banned hotels
91
More States Ban Single-Use Plastic Bags, THE NATL LAW REVIEW (July 19,
2019)), https://www.natlawreview.com/article/more-states-ban-single-use-plastic-
bags.
92
Id.
93
Julia Jacabo, Despite War on Plastic, Study Shows Only Few States Have Banned
Plastic Bags, ABC
NEWS (June 6, 2019), https://abcnews.go.com/Health/war-
plastic-study-shows-states-banned-plastic-bags/story?id=63529555.
94
Gianluca Mezzofiore, Maine Becomes the First State to Ban Styrofoam, CNN
(May 1, 2019 10:46 AM), https://www.cnn.com/2019/05/01/us/maine-ban-
styrofoam-trnd/index.html.
95
Gaby Del Valle, Maine Just Banned Styrofoam Food Containers, VOX (May 3,
2019 11:30 AM), https://www.vox.com/the-goods/2019/5/3/18528219/
styrofoam-container-ban-maine-single-use-plastics.
96
Id.
97
Laura Parker, Vermont adopts the most comprehensive plastics ban in U.S., NAT.
GEO. (June 18, 2019), https://www.nationalgeographic.com/environment/article
/vermont-adopts-most-comprehensive-single-use-plastics-ban.
98
Elizabeth Gribkoff, Vermont Now Has Nation’s Broadest Single-Use Plastics
Ban, VTD
IGGER.ORG (June 17, 2019), https://vtdigger.org/2019/06/17/vermont-
now-nations-broadest-single-use-plastics-ban/
2021 Plastic Prohibition 9:2
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from using mini plastic bottles for soap, conditioner, or shampoo.
99
This bill includes a civil penalty for violations in the amount of $500
for a first violation and $2,000 for a second violation.
100
California
has conducted its own research on single-use plastics, which helped it
pass the country’s first state to ban plastic bags.
101
[A]ccording to
the California Integrated Waste Management Board, the recycling
rate for these bags is less than 5 percent. Public agencies in California
also spend more than three hundred seventy-five million dollars ($
375,000,000) annually in litter cleanup, and plastic carryout bags
contribute disproportionately to the litter stream.”
102
Individual cities have also imposed their own taxes or bans.
San Francisco and Seattle have banned single-use plastic, while
Washington DC and Boston tax plastic bags.
103
Washington DC’s
2009 ban has led to a fifty percent reduction in single-use plastic
bags.
104
Although many cities and states across the country have
embraced single-use plastic bans, fifteen states have passed
“preemption laws” which ban all local ordinances that ban or impose
fees on single-use plastic products.
105
Arizona, Colorado, Florida,
Idaho, Indiana, Iowa, Michigan, Minnesota, Mississippi, Missouri,
North Dakota, Oklahoma, Tennessee, Texas, and Wisconsin have
preempted regulation on plastic products.
106
This creates a definite
99
S. Res. 1162, 2019-2020 Reg. Sess. (Ca. 2019).
100
Id.
101
State Plastic and Paper Bag Legislation, supra note 88; see also Single-Use
Carryout Bag Ban (SB 270), C
ALRECYCLE, https://www.calrecycle.ca.gov/plastics/
carryoutbags (last accessed Mar. 21, 2020).
102
S. Res. 87, 2009-2010 Reg. Sess. (Ca 2009).
103
Where is Single-Use Plastic Banned in the World, BUSINESS TODAY (Oct. 3,
2019)), https://www.businesstoday.in/current/economy-politics/not-just-india-
countries-already-banned-singleuse-plastic/story/382661.html.
104
Jason Daley, Why Michigan Banned Banning Plastic Bags, SMITHSONIAN
MAGAZINE (Jan. 2, 2017)), https://www.smithsonianmag.com/smart-news/why-
michigan-banned-banning-plastic-bags-180961630/.
105
Preemption Laws, PLASTICBAGLAWS.ORG,
https://www.plasticbaglaws.org/preemption (last accessed Jan. 12, 2020).
106
Mike Pomranz, South Dakota Is the Latest State Looking to Outlaw Plastic
Bag Bans, F
OOD AND WINE (Jan. 31, 2020), https://www.foodandwine.com/news/
south-dakota-not-banning-plastic-straws-bags.
2021 Penn State Journal of Law & International Affairs 9:2
210
divide between states that have banned single-use plastic products
and states that have banned the bans. More states have banned the
bans than have banned plastic bags. Business owners drive
preemption laws; for example, in Michigan, the Michigan Restaurant
Association was the primary force behind passing the ban.
107
The
Michigan Restaurant Association’s position was that a system of
different bag fees and bans “would make it difficult for chain
restaurants and retailers to comply.
108
In Tennessee, the state has
also prohibited local governments from regulating the use of auxiliary
containers (such as plastic bags), using the argument that the state is
the “exclusive regulator of food and drink sellers. . . .”
109
This ban on
municipal plastic bans was not without opposition, as the Tennessee
Chapter of the Sierra Club publicly opposed the bill.
110
Preemption laws in these fifteen states prevent
environmentally conscious cities from regulating plastic in their own
backyards. For instance, in 2016, the Minneapolis City Council voted
ten to three in favor of implementing a plastic bag ban, but a day
before the ban was scheduled to begin, the Minnesota state legislature
imposed a “preemption law.”
111
The preemption ban in Minnesota
quashed Minneapolis’s ability to do what it deemed necessary and
took away the city’s ability to make decisions for itself.
112
Grassroots
efforts can propel major national change, but preemption bans make
it impossible for cities in these states to be a part of any movement
towards a national single-use plastic ban.
113
Both Florida and
Minnesota introduced bills that would end the preemption laws, but
107
Daley, supra note 104.
108
Id.
109
Plastic Bag Preemption Conflicts Between State and Local Governments,
B
ALLOTPEDIA, https://ballotpedia.org/Plastic_bag_preemption_conflicts_between
_state_and_local_governments (last accessed Jan. 12, 2020).
110
Id.
111
Adair Andre, Bans on Bans Block Local Progress to Reduce Plastic Pollution,
M
EDIUM (Mar. 15, 2019), https://medium.com/u-s-pirg/bans-on-bans-block-
local-progress-to-reduce-plastic-pollution-3d1de68fcde3.
112
Id.
113
Id.
2021 Plastic Prohibition 9:2
211
they have since been dismissed or halted.
114
These preemption laws
are more successful at a state-wide level for several reasons. Instead
of fighting individual municipalities with plastic bans, the company or
organization advocating the preemption can knock out each city’s
plastic ban with one fell swoop.
115
Additionally, legislators at the state
level are less likely to be confronted by grassroots activists.
116
In Pennsylvania, House Bill 1071, which would have
preempted plastic bag bans, passed both the House and the Senate in
2017 and was only stopped when Governor Tom Wolf vetoed the
bill himself.
117
“[T]he commonwealth should only on rare occasions
preempt the rights of local governments to implement laws and
policies that it believes are in its best interest,” the governor said.
118
Supporters of a preemption law in Pennsylvania are concerned that
Pennsylvania factories that produce plastic bags may either move
their operations to a different state or stop opening new facilities if
the commonwealth is perceived as anti-plastic bag.
119
D. Plastic Bans in Other Countries
In 1993, Denmark imposed a tax on plastic bags, becoming
the first country in the world to do so.
120
Danes use an average of
four single-use plastic bags a year.
121
Americans use an average of 365
114
Andre, supra note 111; SB 88, 2019 Leg. (Fla. 2019); HF 511 Status in the
House for the 91
st
Legislature, MINN. LEG., https://www.revisor.mn.gov/bills/
bill.php?b=House&f=HF0511&ssn=0&y=2019 (last accessed Jan. 12, 2020).
115
Sarah Gibbens, See the Complicated Landscape of Plastic Bans in the U.S.,
N
ATL GEO. (Aug. 15, 2019), https://www.nationalgeographic.com/environment/
2019/08/map-shows-the-complicated-landscape-of-plastic-bans/.
116
Gibbens, supra note 115.
117
Emma Cueto, Pa. Gov. Rejects Bill Prohibiting Plastic Bag Bans, LAW 360
(July 3, 2017), https://www.law360.com/articles/940491/pa-gov-rejects-bill-
prohibiting-plastic-bag-bans.
118
Id.
119
Id.
120
Vaishnavi Chandrashekhar, In India’s Largest City, A Ban on Plastics Faces
Big Obstacles, Y
ALE ENVT 360 (Aug. 28, 2018), https://e360.yale.edu/features/as-
indias-largest-city-shows-banning-plastics-is-easier-said-than-done.
121
Karen Gunn, Danes Use Far Fewer Plastic Bags Than Americans Here’s
How, N
ATL GEO. (May 21, 2018), https://www.nationalgeographic.com/news/
2018/05/denmark-uses-less-plastic-bags-usa-culture/.
2021 Penn State Journal of Law & International Affairs 9:2
212
bags each yearone every single day.
122
There are no free bags at
grocery stores in Denmark; shoppers must bring their own or
purchase a large, durable bag.
123
Bangladesh became the first country in the world to ban thin
plastic shopping bags in 2002.
124
The ban was enacted due to clogged
drainage and sewer systems which caused harmful bacteria and
microbes to spread.
125
Abandoned bags also became breeding
grounds for mosquitos, which threatened to spread disease.
126
Mosquitos are a known source of diseases that threaten human
health. This ban has not been extremely successful in Bangladesh, as
it was not properly enforced, and cheap alternatives to plastic bags
were not available for consumer use.
127
Kenya currently has the world’s toughest ban on plastic bags,
which was enacted on August 28, 2017.
128
There are fines of up to
$40,000 and a potential prison sentence of up to four years for
anyone found manufacturing, importing, or selling a plastic shopping
bag.
129
Merely using a plastic bag can carry a $500 fine or a jail
sentence of up to a year.
130
As of August 2019, around 300 people in
Kenya have been fined between $500 and $1,500, and some have
been sent to jail.
131
122
Id.
123
Id.
124
Jane Onyanga-Omara, Plastic Bag Backlash Gains Momentum, BBC NEWS
(Sept. 14, 2013), https://www.bbc.com/news/uk-24090603.
125
Bangladesh: Ban on Plastic Bags Changes Shopping Habits, INTER PRESS SERV.
(Jan. 29, 2002), http://www.ipsnews.net/2002/01/bangladesh-ban-on-plastic-bags-
changes-shopping-habits/.
126
Id.
127
Chandrashekhar, supra note 120.
128
Jonathan Watts, Eight Months On, Is The World’s Most Drastic Plastic Bag
Ban Working?, T
HE GUARDIAN (Apr. 25, 2018, 12:00 AM), https://
www.theguardian.com/world/2018/apr/25/nairobi-clean-up-highs-lows-kenyas-
plastic-bag-ban.
129
Has Kenya’s Plastic Bag Ban Worked?, BBC NEWS (Aug. 28, 2019),
https://www.bbc.com/news/world-africa-49421885.
130
Id.
131
Id.
2021 Plastic Prohibition 9:2
213
Ireland began charging fifteen cents per plastic grocery bag in
2002 instead of giving them away for free.
132
It worked. Annual bag
usage dropped from 350 to 14 per person by 2012.
133
Now, Ireland is
looking towards targeting disposable coffee cups and lids, and the
government is considering a 15 cent fee on all disposable coffee cups,
which would be the first of its kind.
134
In 2016, France passed a law banning plastic cups, plates, and
utensils in addition to its previous plastic bag ban.
135
The law is a part
of France’s Energy Transition for Green Growth Act and went into
effect in 2020, but there are exceptions in place for compostable
items.
136
In March 2019, the European Parliament passed the Single-
Use Plastics Directive, which will ban single-use plastics by 2021.
137
This legislature will affect plastic straws, drink bottle caps, and cotton
bud sticks.
138
Canada will ban single-use plastics by 2021, after its
government analyzes which products to ban.
139
Canada’s Prime
Minister, Justin Trudeau, has announced that Canada expects to
follow the European Union’s example and ban the 10 single-use
plastic products that are found in the ocean most often.
140
Until
Canada’s ban is officially enacted, some retailers have created plastic
132
Plastic Bag Bans Work, SMITHSONIAN, https://ocean.si.edu/conservation
/pollution/plastic-bag-bans-work (last accessed Jan. 12, 2020).
133
Joe Curtin, Ireland Can Lead Charge in War Against Plastic, THE IRISH
TIMES (Jan. 31, 2018, 1:00 AM), https://www.irishtimes.com/opinion/ireland-can-
lead-charge-in-war-against-plastic-1.3374066.
134
Id.
135
BUS. TODAY, supra note 103.
136
James McAuley, France Becomes the First Country to Ban Plastic Plates and
Cutlery, T
HE WASH. POST (Sept. 19, 2016), https://www.washingtonpost.com/
news/worldviews/wp/2016/09/19/france-bans-plastic-plates-and-cutlery/.
137
Hillary Leung, E.U. Sets Standard with Ban on Single-Use Plastics by 2021,
T
IME (Mar. 28, 2019), https://time.com/5560105/european-union-plastic-ban/.
138
Id.
139
Dan Bilefsky, Canada Plans to Ban Single-Use Plastics, Joining Growing Global
Movement, N.Y.
TIMES (June 10, 2019), https://www.nytimes.com/2019/06/10/
world/canada/single-use-plastic-ban.html.
140
Id.
2021 Penn State Journal of Law & International Affairs 9:2
214
bags with logos designed to embarrass the shopper, with sayings like
“The Colon Care Co-Op” written on the bag.
141
China, too, has a plastic ban in place. In 2008, China’s cabinet
outlawed the use of plastic bags less than .025mm thick and banned
marketplaces from giving customers free bags.
142
However, in 2018,
Zero Waste Alliance surveyed 1,101 retailers in nine different Chinese
cities and found that most retailers violated the regulations and
provided the bags for free.
143
Only 89 of the 1,101 shops fulfilled all
the requirements and charged for the plastic bags.
144
The ban does
not seem to have been carried out effectively, especially since many
of the retailers still provide the ultra-thin .025mm bags that were
expressly banned.
145
The decision to ban only a certain thickness of
bag could be a reason why the ban was not effective, as it is difficult
to tell how thick a plastic bag may be at first glance. There are ways
to fix the issues that have caused China’s ban to be unsuccessful.
Increasing fines for violations and changing the fee structure so that
producers of the bags, not retailers, are charged are two of the
simplest options.
146
In January 2020, China announced plans to
further its efforts and ban single-use plastics across the country.
147
This ban will include disposable plastic tableware and cotton swabs
by the end of 2020.
148
141
Id.
142
Ma Chi, Govt Moves to Tackle White Pollution, CHINA DAILY (July 4, 2108),
http://www.chinadaily.com.cn/a/201807/04/WS5b3bf8eba3103349141e0804.htm
l.
143
Wang Danlin, 10 Years on from the Ban on Free Plastic Bags, CHINA DEV.
BRIEF (June 14, 2018), http://www.chinadevelopmentbrief.cn/articles/10-years-
on-from-the-ban-on-free-plastic-bags/.
144
Id.
145
John Upton, China’s Plastic-Bag Ban Turns Five Years Old, GRIST.ORG
(June 4, 2013), https://grist.org/article/chinas-plastic-bag-ban-turns-five-years-
old/.
146
Danlin, supra note 143.
147
Trevor Nace, China to Ban All Single-Use Plastics, FORBES (Jan. 20, 2020),
https://www.forbes.com/sites/trevornace/2020/01/20/china-to-ban-all-single-
use-plastics/#5c86e3972939.
148
Id.
2021 Plastic Prohibition 9:2
215
Italy proposed a new tax on single-use plastic on November
6, 2019.
149
Producers would owe one euro per kilo of non-re-usable,
non-compostable plastic according to the Italian Senate’s proposed
budget.
150
The tax plan is intended to raise almost one billion
euros.
151
However, there has been backlash from Confindustria, the
confederation of Italian industry, which argues that the tax penalizes
products, not behavior.
152
The president of Confindustria called the
impact it will have on businesses “disastrous.”
153
The Italian finance
minister’s response was idyllic: “[w]e cannot applaud the children
who campaign for a better environment and then not take action.”
154
Italy’s decision to tax plastic producers by the kilo is representative of
the polarizing nature of plastic bag bans: lawmakers are trying to
solve the problem of plastic in the oceans retroactively, but
businesses and workers are suddenly impacted in ways that they are
financially unprepared to handle.
155
III. ARGUMENT
A. America’s Options
The question comes down to what system would work better:
taxes or an outright ban. At least eight states (Maine, Vermont,
Oregon, California, New York, Delaware, Connecticut, and Hawaii)
would presumably say that banning single-use plastics is the superior
option. However, countries like Ireland and Denmark have had
149
Janna Brancolini, Italy Introduces Single-Use Plastic Tax Despite Industry
Objections, B
LOOMBERG LAW NEWS (Nov. 6, 2019, 3:36 PM),
https://www.bloomberglaw.com/document/X8BDH7H8000000? bna_news_filte
r=daily-tax-report-international&jcsearch=BNA%25200000016e41aad934af6
ed1ef77650000#jcite/.
150
Id.
151
Italy to Tax Plastic and Sugar, Angering Producers, REUTERS (Oct. 28, 2019,
1:47 PM), https://www.reuters.com/article/us-italy-budget-plastic/italy-to-tax-
plastic-and-sugar-angering-producers-idUSKBN1X71XF.
152
Angela Giuffrida, Italy’s Plastic Tax Plan Under Threat After Industry Outcry,
T
HE GUARDIAN (Nov. 4, 2019, 8:59 AM), https://www.theguardian.com/world/
2019/nov/04/italy-plastic-tax-plan-under-threat-after-industry-outcry.
153
Id.
154
Id.
155
Id..
2021 Penn State Journal of Law & International Affairs 9:2
216
enormous success by imposing taxes. Ireland’s per-bag price is 22
euro cents, which is about 33 U.S. cents.
156
Irish citizens now keep
cloth bags in their cars and offices; the tax changed the habits of an
entire country within a matter of weeks.
157
Further, the money from
the tax any time someone does pay for a plastic bag goes toward
clean-up projects.
158
There are two main ways a tax could be imposed. The United
States could choose between implementing a tax at the production or
consumption levels.
159
Like Ireland, the United States could impose a
tax that the consumer must pay at the time of a purchase.
160
It could
also follow Italy’s footsteps and impose a tax at the producer level,
using the “polluter pays” rationale.
161
The polluter pays principle is
the concept that those who cause environmental harm should be
responsible for dealing with the problem they create.
162
In deciding
between production or consumption level taxes, lawmakers should
take into account the goal of the tax. If they are trying to influence
plastic-makers to stop creating single-use products, then taxing at a
production level makes sense. However, if they would like consumers
to choose alternatives to single-use plastic products, with the goal of
reducing plastic consumption, then taxing at a consumer level would
be a better option. If the goals of the United States are to reduce
plastic use nationwide and to incentivize reuse and recycling, the
purpose of the tax should be to change the behavior of consumers.
163
156
Elisabeth Rosenthal, By ‘Bagging It,’ Ireland Rids Itself Of A Plastic Nuisance,
N.Y.
TIMES (Jan. 31, 2008), https://www.nytimes.com/2008/01/31/world/europe
/31iht-bags.4.9650382.html.
157
Id.
158
Id.
159
The Price is Right . . . Or Is It? The Case for Taxing Plastic, RETHINK
PLASTIC, http://zerowasteeurope.eu/wp-content/uploads/2018/09/PlasticsTax_
FINAL.pdf (last accessed Jan. 12, 2020).
160
Plastic Bag Levy, IRISH ENVT (Oct. 1, 2015), http://
www.irishenvironment.com/iepedia/plastic-bag-levy/.
161
RETHINK PLASTIC, supra note 159.
162
Id.
163
Id.
2021 Plastic Prohibition 9:2
217
A study by Zero Waste Europe points out that once imposed,
plastic bag charges are shown to be popular in Europe.
164
In fact, in
Ireland, the plastic bag tax has become so popular that it would be
politically damaging to remove it.
165
There are several theories about
why taxes are effective. Some view the bag charge as an economic
instrument that discourages the purchase of the item by altering the
cost-benefit analysis.
166
Another view is that the fees disrupt the
automatic use of the plastic bag, therefore changing people’s typical
bag-use routine.
167
A ban is also an option; however, it is important to be
specific in order to make any real progress. For instance, China’s ban
on plastic bags specified that only nonbiodegradable bags thinner
than .025 millimeters are prevented from being produced, sold, or
used.
168
However, there is a critique from environmental experts that
China’s ban has not curbed consumers’ wasteful habits because most
shoppers do not bring their own reusable bags when they go to the
store.
169
Instead, they just purchase a plastic bag for a small fee that
equates to about $.04 American.
170
It is important to recognize that
consumers found a way around the ban in China, proving that it may
not be effective at changing the behavior of enough people to truly
164
RETHINK PLASTIC, supra note 159.
165
Frank Convery et al., The Most Popular Tax in Europe? Lessons from The
Irish Plastic Bags Levy, 38 E
NVTL. & RESOURCE ECON. 1, 2 (2007), https://
www.researchgate.net/publication/5146973_The_Most_Popular_Tax_in_Europe_
Lessons_from_the_Irish_Plastic_Bags_Levy/link/0912f510bfb91981f4000000/do
wnload.
166
Johane Dikgang et al., Analysis of the Plastic-Bag Levy in South Africa, 66
R
ESOURCES, CONSERVATION & RECYCLING 59, 63 (2012),; see also Gregory Owen
Thomas et al., The English Plastic Bag Charge Changed Behavior and Increased Support for
Other Charges to Reduce Plastic Waste, 10 F
RONTIERS IN PSYCHOLOGY (2019),
https://www.ncbi.nlm.nih.gov/pmc/articles/PMC6399129/.
167
Wouter Poortinga et al., The Introduction of a Single-Use Carrier Bag Charge
in Wales: Attitude Change and Behavioural Spillover Effects, 36 J.
ENVIRON. PSYCHOL.
240 (2013), https://doi.org/10.1016/j.jenvp.2013.09.001; see also Thomas et al.,
supra note 166.
168
Li You, Experts Question China’s Ban on ‘Free’ Plastic Bags, SIXTH TONE
(June 13, 2017), https://www.sixthtone.com/news/1000322/experts-question-
chinas-ban-on-free-plastic-bags.
169
Id.
170
Id.
2021 Penn State Journal of Law & International Affairs 9:2
218
make an impact on the environment.
171
If the United States chose to
ban single-use plastic bags, it would be prudent to recognize the
intent of the ban is not to use bags that are more durable than those
that are .025 millimeters, instead the goal is to stop consumers from
using plastic bags one time and then throwing them in the trash.
Therefore, a potential ban should likely not specify the thickness of
the bags that are banned because it is easy to come up with other
plastic alternatives once a thickness is mentioned in the law.
172
Additionally, nonbiodegradable products have been falsely marketed
as biodegradable and used in Chinese marketplaces, showing that
qualifying bags based on environmental friendliness may make legal
and illegal products hard to distinguish.
173
If plastic bags are to be
banned, it seems as though the only alternatives that grocery stores or
other retail outlets should allow are paper or reusable options.
Qualifying shopping bags based on thickness or environmental
friendliness make enforcing the ban difficult.
174
In light of the United States’ overwhelming plastic bag
consumption, it seems like a ban may be the best option for the
environment. If the 100 billion single-use plastic bags that Americans
use every year can be reduced even slightly,
175
they will not clog
recycling machines, end up in oceans, or be burned after being sent
to other countries without the infrastructure to handle the recycling
process. In Great Britain, use of plastic bags has fallen 80% since
taxes were implemented in Wales, Northern Ireland, and Scotland.
176
If the United States could have a similar drop in plastic bag use, it
would significantly impact the entire world. Realistically, the United
States could start off by implementing a tax on single-use plastic bags
that would be high enough to deter consumers from using too many.
171
Id.
172
Kate Bratskeir, How to Recycle Plastic Bags the Right Way, HUFFPOST (Jan.
1, 2019, 8:00 AM), https://www.huffpost.com/entry/how-to-recycle-plastic-bags
_n_5c4b80f8e4b0e1872d43b9a4.
173
You, supra note 168.
174
Id.
175
The problem with plastic bags, CENTER FOR BIOLOGICAL DIVERSITY
https://www.biologicaldiversity.org/programs/population_and_sustainability/sust
ainability/plastic_bag_facts.html#:~:text=Americans%20use%20100%20billion%2
0plastic,plastic%20shopping%20bags%20a%20year, (last accessed April 30, 2021).
176
Thomas et al., supra note 166.
2021 Plastic Prohibition 9:2
219
Then, after several years, once consumer behavior patterns have
changed, the country could move to an outright ban on plastic bags.
While single-use plastic bags are not the only plastic product that is
problematic, they would be the easiest product to tax and outlaw, as
there are viable alternatives like paper or reusable bags. Other
countries have implemented bans or taxes on the product, so the
United States can study their successes and missteps in order to draft
a law that would be effective. Once single-use plastic bag
consumption has been reduced, the country can look towards other
single-use plastic products, but the United States needs to start
somewhere, and plastic bags are the most viable choice at this time.
B. Negative Effects and Issues
One major argument against enacting a plastic ban is that
many small business owners, especially restaurant owners, would be
negatively affected. Polystyrene containers are very low cost, and they
maintain desired food temperatures.
177
Eradicating a cheap to-go
food option could also negatively affect street vendors. For instance,
New York City began banning polystyrene containers in January 2019
but gave businesses a six-month grace period until July before it
began enforcing the ban.
178
Despite the grace period, many street
vendors claimed they had no knowledge of the ban, leaving them
vulnerable to a $250 first offense fine.
179
The increased prices of new
types of to-go container options are also hurting the bottom lines of
these food vendors.
180
“Experts say measures should be tailored to
each country’s socioeconomic situation sudden bans can be
devastating in low-income communities where small businesses
operate on tiny margins.”
181
Another issue is whether a ban is the best policy, due to the
amount of people who reuse plastic bags to pick up after pets, or as
177
Del Valle, supra note 95.
178
Allie Griffin et al., Styrofoam-slinging Food Cart Vendors Don’t Know It’s
Banned, N.Y.
POST (July 1, 2019), https://nypost.com/2019/07/01/styrofoam-
slinging-food-cart-vendors-dont-know-its-banned/.
179
Id.
180
Id.
181
Chandrashekhar, supra note 120.
2021 Penn State Journal of Law & International Affairs 9:2
220
trash can liners.
182
Trash bags sold in stores are not part of the
regulations on single-use plastics. Therefore, when plastic bags are
banned, sales of trash bags go up and somewhat offset the reduction
of plastic use that the ban created.
183
This is problematic because
trash bags are thicker than typical shopping bags, which means they
use more plastic.
184
The American Progressive Bag Alliance, a major opponent of
single-use plastic bans, cites that paper bags need to be used between
three and forty-three times to have a lower environmental impact
than a conventional plastic bag.
185
Paper bags also require more
energy and greenhouse gas emissions to produce.
186
This is because it
takes a lot of energy to create the pulp to manufacture a paper bag
than it does to make a plastic bag from oil.
187
While that may be true,
paper biodegrades more quickly than plastic, with paper taking only
about two to six weeks to decompose.
188
Further, marine animals are
negatively affected by plastic, not paper.
189
Paper bags do not look
like jellyfish, unlike plastic bags, which sea turtles often confuse for
food.
190
Waterlogged paper is not sharp enough to pierce the
intestinal lining of a marine animal, causing death.
191
If the reason for
banning plastic is to protect marine animals (and the humans who eat
them), then the argument that plastic bags have a lower
182
Rebecca L. C. Taylor, Bag Leakage: The Effect of Disposable Carryout Bag
Regulations on Unregulated Bags, 93 J.
OF ENVTL. ECON. AND MGMT., 254, 255 (2019),
https://doi.org/10.1016/j.jeem.2019.01.001.
183
Id.
184
Greg Rosalsky, Are Plastic Bag Bans Garbage?, NPR (Apr. 9, 2019, 8:04
AM), https://www.npr.org/sections/money/2019/04/09/711181385/are-plastic-
bag-bans-garbage.
185
The Frontline Defense Against Plastic Bag Bans and Taxes Nationwide, AM.
RECYCLABLE PLASTIC BAG ALLIANCE, https://bagalliance.org (last accessed Jan.
12, 2020).
186
Plumer, supra note 19.
187
Id.
188
How Long Does It Take Garbage to Decompose?,
E
NVIRONMENT.ABOUT.COM, http://storage.neic.org/event/docs/1129/how_long
_does_it_take_garbage_to_decompose.pdf (last accessed Jan. 12, 2020).
189
Marine Plastics, SMITHSONIAN, https://ocean.si.edu/conservation/
pollution/marine-plastics (last accessed Jan. 12, 2020).
190
Id.
191
Id.
2021 Plastic Prohibition 9:2
221
environmental impact should weigh less heavily. While paper bags do
have a large carbon footprint, they are easy to recycle or compost,
making it less likely that they will end up in the ocean.
192
It is
unfortunate that the choice must be between clean water or lower
carbon emissions, but preserving our ocean animals and concern for
human health should take precedent at present. There are more
options than paper bags, and eventually, consumers should be trained
to bring reusable bags each time they shop.
Another argument against having a nationwide plastic bag
ban is that plastic bags may negatively impact the economy.
According to the State Chamber of Oklahoma, in areas with plastic
bans in place, the rates of theft for shopping carts and shopping
baskets are higher than places without plastic bans.
193
Consumers also
use more plastic produce bags, which undercuts the effect of the
plastic bag ban.
194
However, with several large grocery stores, such as
Trader Joe’s, turning to biodegradable and compostable produce
bags, consumption of plastic produce bags for loose fruits and
vegetables seems relatively minor compared to single-use carryout
bags.
195
Jobs may also be at stake. Plastic bags help sustain 30,900
American jobs, according to the Plastics Industry Association.
196
A
survey from Los Angeles County found that stores that banned
plastic bags reduced their employment by over 10%, as opposed to
stores in areas without bag bans.
197
There may be other reasons for
192
Claire Thompson, Paper, Plastic or Reusable?, STANFORD MAG., (Sept.
2017), https://stanfordmag.org/contents/paper-plastic-or-reusable.
193
How Plastic Bag Bans Impact The Economy & Environment, ST. CHAMBER OF
OKLA.,
https://uniformityofcommerce.org/documents/Plastic%20Bag%20Fact%20Sheet[
1].pdf (last accessed Jan. 12, 2020).
194
Id,
195
Mia Mercado, Some of Your Favorite Trader Joe’s Products Are About to Get
A Packaging Makeover, B
USTLE (Mar. 6, 2019), https://www.bustle.com/p/trader-
joes-plastic-packaging-is-changing-to-take-steps-toward-sustainability-16816167.
196
How Plastic Bag Bans Impact the Economy, PLASTICS INDUSTRY ASSN,
https://www.thisisplastics.com/economic-impact/how-plastic-bag-bans-impact-
the-economy/ (last accessed Jan. 12, 2020).
197
ST. CHAMBER OF OKLA., supra note 193.
2021 Penn State Journal of Law & International Affairs 9:2
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the employment decline though. Retail jobs have declined by more
than 140,000 since January 2017, but the reduction is attributed to
self-checkout.
198
While plastic bag bans may have a minor impact on
retail employment, compared to the entire decline of the industry,
plastic bags are not the biggest issue.
An unexpected negative impact of plastic bag bans is that
bacteria can live in reusable grocery bags and can cause health risks.
199
Plastic grocery bags which are disposed of after carrying food do not
have these health risks that stem from coliform bacteria (including E.
coli).
200
Proper cleaning and organizational systems can prevent
people from being affected by any bacteria, however. Laundering
canvas or cloth bags, wiping out reusable shopping bags, and
designating specific bags for meat, dairy, and produce are all ways to
reduce any bacterial risk.
201
For centuries, people used baskets to
carry goods. More recently, consumers turned to paper wrapped
items, brown paper bags, and glass containers.
202
Consumers
throughout history have been able to survive using these products
lack of public health and knowledge of safe practices is not a
justification for failing to implement responsible environmental
practices.
Additionally, a study from the National Center for Policy
Analysis claims that banning plastic bags at grocery stores and retail
198
Anne Stych, Self-Checkouts Contribute to Retail Jobs Decline, BIZWOMEN
(Apr. 8, 2019), https://www.bizjournals.com/bizwomen/news/latest-news/2019/
04/self-checkouts-contribute-to-retail-jobs-decline.html?page=all.
199
Matthew Lau, Plastic Bag Bans Are Actually Terrible for the Environment and
Make Us Sicker, F
INANCIAL POST (Jan. 9, 2018, 7:00 AM), https://business.
financialpost.com/opinion/banning-plastic-bags-is-actually-terrible-for-the-
environment-and-makes-us-sicker.
200
Id.
201
Mary Marlowe Leverette, How to Keep Reusable Grocery Bags Clean and Safe
to Use, T
HE SPRUCE (Feb. 2, 2019), https://www.thespruce.com/keep-reusable-
bags-clean-and-usable-2147015.
202
Mark Blackburn, Life Before Plastic, ONE BROWN PLANET (July 12, 2016),
https://www.onebrownplanet.com/life_before_plastic/.
2021 Plastic Prohibition 9:2
223
outlets can negatively impact the sales in the ban area.
203
In the study,
eighty large stores and supermarkets were surveyed, and stores within
the ban area had an average sales decline of nearly 6%, while
counterparts outside the banned area had a sales growth of 9%.
204
If
anything, this study should be seen as a reason to ban plastic bags
nationwide, because then consumers would not have the option of
going to a store with plastic bags, and stores with plastic bag bans
would not have to risk sales declines to be environmentally-friendly.
Right now, it is a convenient habit for shoppers to use plastic bags,
but that habit can be broken.
205
A national ban would not
disproportionally impact stores within ban zones, so it would protect
retailers.
IV. CONCLUSION
The United States is one of the wealthiest nations in the
world.
206
It is the world’s most dominant economic and military
power.
207
It is a leader in so many arenas, but it is clearly lacking in its
ability to be environmentally-friendly. The United States has yet to
even ratify the United Nations Convention for the Law of the Sea
(UNCLOS), a Convention that has been ratified by 67 countries,
including Canada, China, and the European Union.
208
Among other
features of the Convention, “UNCLOS assigns the fundamental
obligation and responsibility of protecting and preserving the marine
environment to all States, and requires them to take every necessary
203
Heather Caliendo, The Economic Effect of Plastic Bag Bans, NATL CTR FOR
POLY ANALYSIS (Feb. 6, 2013), http://www.ncpathinktank.org/media/the-
economic-effect-of-plastic-bag-bans.
204
Id.
205
Linda Tufano, Cleaning Up Consumer Behavior with Plastic Bag Fees, WASTE
DIVE (Aug. 17, 2015), https://www.wastedive.com/news/cleaning-up-consumer-
behavior-with-plastic-bag-fees/404042/.
206
Grant Suneson, These Are The 25 Richest Countries in The World, U.S.A.
TODAY (July 7, 2019, 10:00 AM), https://www.usatoday.com/story/money/
2019/07/07/richest-countries-in-the-world/39630693/.
207
United States, U.S. NEWS & WORLD REP., https://www.usnews.com/
news/best-countries/united-states (last accessed Jan. 12, 2020).
208
United Nations Convention on the Law of the Sea, U.N.,
https://www.un.org/Depts/los/convention_agreements/convention_declarations.
htm (last accessed Jan. 12, 2020).
2021 Penn State Journal of Law & International Affairs 9:2
224
measure to prevent, reduce and control pollution of the oceans.”
209
While the United States may not be ready to publicly commit to
protecting and preserving the marine environment, the safety and
health of Americans are also at stake. UNCLOS may be too big and
idealistic of a commitment for the United States to make at present,
but microplastics are being consumed when citizens eat fish from the
ocean. Microplastics were a big enough concern that the United
States banned microbeads, so why would plastic bags that are
consistently broken down into microplastics be any different? The
United States has an opportunity to join other similarly-situated
world powers in an effort to reduce ocean pollution and plastic
pollution in general. The reasons not to impose a national ban on
plastic bags are not significant enough concerns to outweigh the
necessity of reducing plastics in the ocean.
Plastic bags are hard to recycle properly, and since they
require different facilities to process them, the recycling process is
costly. It is not economically feasible to continue providing free
plastic bags, because recycling efforts are either too complicated if
processed in the United States, or if bags are sent to other countries
to be recycled, they are not processed properly. The United States
should handle its own waste, and the easiest way to handle it is to
stop producing as much of it.
Among the many reasons that the United States should take
action on single-use plastics are the many classic public policy reasons
that all environmental issues share. The saying “we don’t inherit the
earth from our ancestors, we borrow it from our children” sums up
the reasoning.
210
If we don’t protect the earth from further damage,
the resources available to future generations will be scarce and
damaged. While this should not be a partisan issue, environmental
issues tend to be considered liberal. But American health is at risk.
Microplastic particles have been found in human stomachs, blood,
209
Oceans: The Lifeline of Our Planet, U.N.,
https://www.un.org/depts/los/convention_agreements/convention_20years/ocea
nsthelifeline.htm (last accessed Jan. 12, 2020).
210
Kevin E. Trenberth, Graduation Address to Bridge School, Boulder, Are We
Good Stewards of the Planet Earth? (May 30, 2008), http://www.cgd.ucar.edu/cas/
Trenberth/website-archive/gradSp2-moved.pdf.
2021 Plastic Prohibition 9:2
225
and lungs.
211
The impacts of human consumption of plastic are not
well-researched, but it is reasonable to assume that there will be
negative effects. Since American health is at risk, perhaps it will be
easier to pass a nationwide plastic bag ban than other
environmentally-friendly policies.
The amount of animals that have been killed because of
plastic pollution in the oceans is already a tragedy. Without a good
way to eradicate the plastic soup (although there are many valiant
cleanup efforts that help reduce the floating plastic problem), animals
will continue to die.
212
Several cleanup efforts, such as The Ocean
Cleanup, have not been as successful as promised.
213
While cleaning
up the oceans is an important long-term goal, a much easier goal to
accomplish is cutting off the flow of plastic into the ocean, or at least
reducing the United States’ contribution to the plastic soup.
The United States has many mentors to turn to in creating a
policy that will work. Many other countries have taxed, restricted, or
banned plastic bags and other single-use plastic items. The United
States can and should examine the laws that Canada, China, Ireland,
and many other countries have made when drafting a bill. There are
countries that have similar politics, size, and corporate considerations
that have adopted single-use plastic legislature that the United States
can compare itself to, so it has a high likelihood of creating effective
policy. Ireland’s taxation plan that led to a nationwide ban would
likely work well for the United States. That would provide ample time
for citizens to get used to the idea of either using paper bags or
bringing reusable bags to the store, and the tax from the bags could
go towards a government program to help reduce plastic pollution or
subsidize recycling efforts. Within two years of the tax being
imposed, the United States should phase out plastic bags entirely.
211
Erik Solheim, The Planet Is on Edge of A Global Plastic Calamity, THE
GUARDIAN (June 5, 2018), https://www.theguardian.com/environment/2018/
jun/05/the-planet-is-on-edge-of-a-global-plastic-calamity.
212
FAQ, THE OCEAN CLEAN UP, https://theoceancleanup.com/faq/ (last
accessed Jan. 12, 2020).
213
Marcus Fairs, The Ocean Cleanup Labelled “A Dream That Seduced Many
People,” D
EZEEN.COM (May 23, 2019), https://www.dezeen.com/2019/05/23/the-
ocean-cleanup-failure-great-pacific-garbage-patch-plastic/.
2021 Penn State Journal of Law & International Affairs 9:2
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The United States is already behind on passing a nationwide ban on
single-use plastics, but imposing a tax on plastic grocery bags is a
good place to start. Eventually, polystyrene, plastic straws, plastic
utensils, and other single-use plastic items should be banned. If
single-use plastics continue to be used and discarded at a rapid rate,
the oceans have no chance of improving. Currently, sea creatures are
the ones that are most directly harmed, but if Americans are allowed
to continue discarding plastic, humans will pay the price.