Long-Distance Wh-Movement and Minimalism
Aaron F. Kaplan
Second Qualifying Paper
March 31, 2005
1 Introduction
Long wh-movement is a phenomenon by which an element appears to move directly from
an A- or A-position to a higher A-destination, ignoring weak island constr aints and bypass-
ing the intermediate landing sites that are characteristic of successive-cyclic wh-movement.
Cinque (1990) gives some examples of the contrast between long and successive-cyclic wh-
movements, illustrating the long-distance variety’s immunity to weak island effects (the (a)
examples show successful long movement, and the (b) examples show failure of long move-
ment because the moved element requires successive-cyclic movement):
(1) Extraposition Island (= Cinque (1990:2), ex. (7))
a. To whom is it time to speak t?
b. *How is it time to behave t?
(2) Factive Island (= Cinque (1990:2), ex. (6))
a. To whom do you regret that you could not speak t?
b. *How do you regret that you behaved t?
These data indicate that some sort of island-defying movement is available in certain in-
stances and/or to certain elements. This paper focuses on the properties of long-movement
itself, leaving the issue of which elements may participate in this phenomenon for future
research. For present purposes, it is su fficient to note that Cinque (1990) and Chung (1994,
1998) notice that only certain DPs are eligible to participate in a long-movement operation.
Cinque argues that the moved element in a long-movement construction must be “referen-
tial.” In Cinque’s terminology, this is a DP “that refer[s] to specific members of a preestab-
lished set” (Cinque 1990:8). It is D-linked (Pesetsky 1987), and, unlike non-referential DPs,
it can enter into coreference relationships. Chung points out some deficiencies with this pro-
posal, but it is a sufficient working analysis for now. I return to this issue in the conclusion.
1
Further, Cinque’s formal notions of antecedent government and binding have quite dif-
ferent incarnations in the Minimalist Program (Chomksy 1999). For example, antecedent
government, whose role is to enforce strict locality in successive-cyclic movement, is su-
perseded by the Phase Impenetrability Condition. Antecedent government is consequently
discarded in Minimalism. With the theoretical advances of Minimalist syntax, Cinque’s ideas
merit new scrutiny and revision. I discuss this topic in more detail in Section 7 and, with
respect to Minimalism and long movement generally, immediately below.
As I show in Section 2, there is strong evidence that long wh-movement does indeed bypass
the typical stopping-off points that characterize ordinary wh-movement. A DP that under-
goes long wh-movement appears to move directly from its A-position to its final destination,
potentially moving across several clauses (see (3)). An operation like this is incompatible
with Minimalist assumptions. Since CPs, at the very least, are phases, a probe cannot locate
a goal that is embedded multiple clauses below the probe’s phase. This would violate the
Phase Impenetrability Condition, as (3) makes clear. We seem to have a choice to make:
either we deny the facts of long wh-movement, or we abandon the notion of phases that is
central to the Minimalist Program. This paper essentially takes the former approach by de-
veloping an analysis of long wh-movement in Chamorro (Chung 1998) that does not involve
movement across any long distance and is compatible with the Minimalist framework. The
analysis involves base-generation of a DP in what appears to be the fi nal destination of the
movement operation, coupled with a short (i.e., non-long-distance) movement in the lower
clause from which movement appears to have occurred.
1
1
While the analysis below argues that there is in fact no unusually long movement involved in long-distance constructions,
I continue to call the operations involved “long movement” or “long-distance movement” for terminological consistency.
2
(3) CP
DP
i
CP
CP
CP
t
i
2 Wh-Movement in Chamorro
Chamorro is particularly interesting with respect to wh-movement because of its highly
detailed morphology, which provides a visible record of the path of A-movement.
2
This
morphology is a clear diagnostic for long-distance constructions b ecause each movement
operation is signalled morphologically. Where this morphology is lacking, the moved element
must have combined what would be a series of successive movements into a single operation.
Before discussing this morphology, I outline the facts of wh-movement in Chamorro.
Wh-movement in Chamorro has all the properties of wh-movement in other languages.
3
Chung (1998) shows that wh-constructions in Chamorro “contain a syntactic dependency
between a displaced constituent. . . and a gap” (p. 208), and that this dependency holds
across an unbounded distance and exhibits island and crossover effects. Finally, the displaced
constituent surfaces in an
A-position.
Consider first the constituent question in (4). Like all constitu ent questions in Chamorro,
this one has an interrogative phrase (what I call below a “wh-phrase”) at its left edge. Chung
identifies this position as the specifier of C
0
, a conclusion confirmed in part by the presence of
2
Other languages with similar record-keeping morphology include Irish (McCloskey 1990), Moore (Ha¨ık 1990), and Palauan
(Georgeopolous 1985, 1991a,b).
3
Virtually all of the analysis in this section comes from Chung (1998) chapters 6–8.
3
an overt complementizer to the right of the wh-phrase in this example. t marks the position
in which the wh-phrase is expected to appear in declarative constructions; it marks the gap.
(4) Ginin
from
hayi
who?
na
Comp
un-konni’
agr-take
i
the
neni
baby
t ?
“From whom did you take away the baby?” (Chung 1998:209)
The wh-phrase and the gap form an A-dependency. The position of the gap must be
empty, as (5) sh ows. In (5b), the overt material in the position of the gap in (5a) causes un-
grammaticality. The displaced element must also meet the semantic and syntactic selectional
requirements imposed on the gap.
(5) a. Hayi
who?
ma’a’˜nao-mu
WH[obl].afraid-agr
t ?
“Who are you afraid of?” (Chung 1998:210)
b. *Hayi
who?
ma’a’˜nao
agr.afraid
hao
you
nu
Obl
guiya?
him
(Who are you afraid of him?) (Chung 1998:210)
This dependency may occur across an unbounded distance. For example, in (6) several
clauses intervene between the initial displaced element and gap. This freedom is constrained
by the normal array of island and strong crossover effects. (7) shows attempted extraction
out of a relative clause (7a) and out of an embedded question (7b). (8) shows that a pronoun
that c-commands the gap may not be coindexed with the gap.
(6) Manu
which?
na
L
isla
island
ni
Comp
masangani
agr.Pass-say.to
hao
you
man-ansias
agr-anxious
siha
they
ara
Fut
uma-muv
agr-move
siha
themselves
gu¨atu
over.there
t ?
“Which island were you told that they are eager to move to?” (Chung 1998:211)
(7) a. *Hayi
who?
siha
Pl
na
L
famagu’un
children
un-rispeta
agr-respect
adyu
that
i
the
palao’an
woman
[ni
Comp
fuma’na’gui
WH[nom].teach
t]]?
(Which children do you respect the woman who taught t ?) (Chung 1998:211–212)
4
b. *Taim¨anu
how?
in-tingu’
agr-know
[hayi
who?
si˜na
can
chumo’gui
WH[nom].do
i
the
che’chu’
job
t ]?
(how do you (pl) know [who can do the job t ]?) (Chung 1998:212)
(8) Hayi
i
who?
malago’-˜na
WH[obl].want-agr
pro
j,i
na
Comp
un-na’facho’chu’
WH[obj].agr-make.work
t
i
?
“Who
i
does he
j,i
want you to hire t
i
?” (Chung 1998:212)
Finally, wh-movement creates the full range of expected constructions in Chamorro. Con-
stituent questions were illustrated in (4)–(6) above. (9) shows relative clauses, embedded
questions, and clefts, each of which exhibit the same array of properties outlined above.
(9) a. ara
Fut
bai u-sugun
agr-drive
gu¨atu
over.there
[[¨anai
Comp
ara
Fut
u-gupu
agr-fly
si Maria
Maria
t ] na
L
lug´at].
place
“I’m driving to the place that Maria is flying to.” (Chung 1998:214)
b. Un-tungu’
agr-know
[taotao
person
[O ni
Comp
ti
not
interes´ao
agr.interested
yu’
I
ara
Fut
bai u-tungu’
WH[obj].agr-know
t]].
“You know the people who I’m not interested in knowing.” (Chung 1998:218)
c. Esta
already
alas otchu
eight.o’clock
na
Comp
man-maigu’
agr-sleep
i
the
famagu’un
children
t.
“It was eight o’clock when the children fell asleep.” (Chung 1998:228)
Nothing discussed so far is unusual. These wh-constructions manifest the expected prop-
erties. In the next two sections I discuss the morphology that accompanies wh-movement in
Chamorro. This morphology is a diagnostic for the presence of wh-movement, and therefore
an indicator of successive-cyclic movement.
2.1 Operator-C Agreement
In Chamorro, unlike in English for example, there is direct morphological evidence of the
path a moved item takes during its move. Two agreement relationships are associated with
wh-movement. The first is what Chung (1998) calls Operator-C Agreement.
5
The normal complementizer morphology (that which appears when no wh-movement oc-
curs) is illustrated in the following examples. Complementizers normally alternate according
to various clausal properties: finite/nonfinite; interrogative/noninterrogative; root/embedded.
In non-finite clauses (and finite non-interrogative root clauses), the complementizer is null:
(10) Mu-mal¨agu’
agr-want
yu’
I
lokkui’
also
[[
C
]
Comp
chum¨agi
Infin.try
mama’].
chew.betelnut
“I too came to want to try chewing the betelnut.” (Chung 1998:223)
In finite non-interrogative non-root clauses, the complementizer is either na or null:
(11) [
C
]
Comp
Ta-tungu’
agr-know
[na
Comp
gu¨aha
agr.exist
man-mafa˜nagu
WH[nom].agr-born
ni
Comp
man-mo’na
WH[nom].agr-front
ki
than
hita].
us
“We know that there were some born earlier than us.” (Chung 1998:223)
In fin ite interrogative clauses, both root and non-root, the complementizer is kao. In the
root variety, it may also be null (see the bracketed clause):
(12) ara
Fut
u-li’i’
agr-see
[kao
Q
magahit
agr.true
na
Comp
u-fan-osgi]
agr-AP-obey
“(So) I could see whether it was true that he would obey” (Chung 1998:224)
Complementizer morphology in non-wh-movement constructions is summarized in (13).
(13) C Morphology in Non-wh-movement Clauses
Type of Clause C Morphology
[–finite]
[+finite,–q,+root]
[+finite,–q,–root] na/—
[+finite,+q,+root] kao/—
[+finite,+q,–root] kao
When C’s specifier position is filled, this morphology yields to a different system that
reflects properties of C’s specifier (DP vs. PP; locativity; null vs. non-null). With a null
locative DP, the complementizer is realized as ¨anai (“O is the null relative operator):
6
(14) Pues
so
dumimu
agr.kneel
[guihi
there
[O ¨anai
Comp
gaigi
agr.be
si tata-˜na
father-agr
yan
and
si nana-˜na
mother-agr
t]].
“So they (du) knelt there where his father and mother were.” (Chung 1998:226)
When this same DP is overt, the complementizer becomes na in the Guam dialect and
nai/ni in the Saipan dialect:
(15) Esta
already
alas otchu
eight.o’clock
na
Comp
man-maigu’
agr-sleep
i
the
famagu’un
children
t.
“It was eight o’clock when the children fell asleep.” (Chung 1998:228)
With non-DP specifiers, C is again realized as na (Guam), or nai/ni (Saipan).
(16) Ginin
from
hayi
who?
na
Comp
un-risibi
agr-receive
katta
letter
t?
“From whom did you receive a letter?” (Chung 1998:227)
The Operator-C Agreement morphology is summarized in (17).
(17) C Morphology in Wh-movement
Type of Specifier C Morphology
[+N,–locat]
[+N,+locat,+O] ¨anai
[+N,+locat,–O] na (Guam), nai/ni (Saipan)
[–N] na (Guam), nai/ni (Saipan)
In addition to the patterns summarized in (13) and (17), postnominal relative clauses have
their own Operator-C Agreement morphology. In such cases C reflects both the agreement
morphology and the morphology of the “linker” morpheme, which accompanies modifiers
in Western Austronesian languages (see Chung (1998) for details). Operator-C Agreement
surfaces according to (19) in these sentences. Some examples are given in (18).
(18) a. Adyik
choose
[un
a
problema
problem
[O ni
Comp
impottanti
WH[nom].agr.important
t ara
to
hagu
you
yan
and
i
the
famagu’on-mu]].
children-agr
“Choose a problem that is important to you and your children.” (Chung 1998:233)
7
b. Adyugui’
there.is
[i
the
chinina
shirt
[O ni
Comp
malago’-mu
WH[obl].want-agr
t]].
“There’s the shirt that you wanted.” (Chung 1998:233)
(19) Realizations of C in Postnominal Relative Clauses
Type of Specifier C Morphology
[+O,–locat] ni
[+O,+locat] ¨anai (Guam), ni (Saipan)
Chung (1998) analyzes the morphological alternations in (14)–(16) as an instance of
specifier-head agreement. As is apparent from the above examples, this kind of agreement
is a feature of wh-movement. (14) shows the agreement in a relative clause, (15) shows it in
a cleft sentence, and (16) shows it in a question. When wh-movement occurs across more
than one clause, whether by successive-cyclic movement or long-distance movement, only
the highest C—the one whose specifier is the final destin ation of movement—enters into this
agreement relationship. The lower complementizers show their normal, non-movement mor-
phology. An example is shown in (20), where complementizers are underlined. The highest
C shows the morphology from (14), and its specifier is filled with the same null relative
operator from (14). The lower complementizer, with a trace in its specifier, is realized as na,
the form used for a finite non-interrogative non-root clause (see (11)). If it agreed with its
specifier, we would expect to see the same morphology that appears on the higher C.
(20) Taya’
agr.not.exist
kasamentu
marriage
ma-susedi
WH[nom].agr.Pass-experience
[guihi
there
na
L
ha’ani
day
[O ¨anai
Comp
hinasso-tta
WH[obj].think-agr
[t na
Comp
um-¨asagua
agr-marry
i
the
dos
two
t]]].
“No marriage sacrament occurred on the day when we thought they were married.”
(Chung 1998:229)
2.2 Wh-Agreement
Chung calls the second morphological phenomenon Wh-Agreement. Verbs along the path
of wh-movement acquire special inflections, reflecting the grammatical function of the gap left
8
by movement.
4
When this inflection is overt, it replaces the normal subject-verb agreement
morphology. In glosses below, WH[ ] (with case indicated in the square brackets) signals the
presence of Wh-Agreement morphology in one form or another.
When the predicate is transitive and realis, -um- is the inflectional infix for a nominative
gap:
(21) Hayi
who?
chum¨atgi-n
WH[nom].laugh.at-L
amaisa
self.Prog
gui’
him
t ?
“Who was laughing at himself?” (Chung 1998:237)
With an objective gap,
5
the predicate is optionally nominalized.
6
If the predicate is
transitive, then the infix -in- must accompany nominalization. (22) illustrates both the
infix and nominalization associated with objective agreement. (23) contrasts two questions
that are identical except that the first one realizes Wh-Agreement via nominalization (and
infixation) while the second one does not. Notice the different morphology of the verbs
glossed as “say” and the oblique marker in the first example.
7
(22) Hafa
what?
kin
ann´ono’-mu
WH[obj].eat.Prog-agr
t ?
“What are you eating?” (Chung 1998:237)
(23) a. Hafa
what?
si Maria
Maria
sinangane-n˜na
WH[obj2].say.to-agr
as
Obl
Joaquin
Joaquin
t ?
“What did Maria tell Joaquin?” (Chung 1998:242)
b. Hafa
what?
si Maria
Maria
ha-sangani
say.to-agr
si Joaquin
Joaquin
t ?
“What did Maria tell Joaquin?” (Chung 1998:242)
Finally, with an oblique gap, nominalization is required. The infix -in- optionally appears
4
More accurately, in clauses that are not the lowest CP along the p ath of movement, Wh-Agreement reflects the grammatical
function of the CP out of which the moved item has moved.
5
Chung (1998) identifies two objective cases, “object” (a direct object’s case) and “object2” (“the [c]ase of the oblique object
of a verb of transfer” (p. 237)). While the Wh-Agreement morphology is the same for both cases, I follow Chung in glossing
the agreement as either [obj] or [obj2] as appropriate.
6
A nominalized predicate exhibits possessor-noun agreement rather than the usual subject-verb agreement, “and its direct
object occurs in the oblique morphological case, not the unmarked morphological case” (Chung 1998:242).
7
Chung includes a Wh-Agreement gloss in (23b). I have removed this part of the gloss to emphasize that objective Wh-
Agreement is optional, and this example fails to make use of that option.
9
when the predicate is unaccusative. For example, the predicate in (24) is nominalized:
(24) Hayi
who?
mahalang-mu
WH[obl].lonely-agr
t ?
“Who are you lonely for?” (Chung 1998:238)
The agreement morphology is summarized in the table in (25).
(25) Wh-Agreement Morphology (from Chung 1994:8)
Case of Gap Agreement Realization
Nominative Replace any ergative agreement with -um-.
Obj, Obj2 Optionally nominalize. If the nominalized
[+V]
0
is transitive, insert -in-.
Oblique Nominalize. If the nominalized [+V]
0
is
unaccusative, optionally insert -in-.
Crucially, this agreement is required only on the lowest verb in a wh-const ruction. For
higher verbs along the path of movement, agreement is optional when the moved element is a
referential DP. In the basic case, this optionality is an all-or-nothing effect: either agreement
appears on all of the non-lowest verbs, or it appears on none of them. (But see Section 6
for some apparent counterexamples to the all-or-nothing effect.) Agreement is required on
all verbs along the path of movement for certain DPs, roughly corresp onding to Cinque’s
(1990) “non-referential” DPs as noted at the outset of this paper.
(26) shows a wh-question in which the moved item is a referential DP. Agreement appears
on the lowest verb, u-ma-fa’maolik, but not on the higher verb, mal¨agu’.
(26) Hafa
what?
na
L
patti
part
gi
Loc
atumobit
car
mal¨agu’
agr.want
hao
you
[u-ma-fa’maolik
WH[nom].agr-Pass-fix
t ]?
“Which part of the car do you want to be fixed?” (Chung 1998:248)
In contrast, when a non-referential DP moves, agreement must appear on every verb:
(27) Hafa
what?
malago’-˜na
WH[obl].want-agr
si Magdalena
Magdalena
[t ara
Fut
ta-chuli’
WH[obj].agr-bring
t]?
“What does Magdalena want us to bring?” (Chung 1998:249)
The two verbs in (27) show different agreement morphology. As a first approximation,
10
Wh-Agreement reflects the case of the closest lower gap. For the lowest verb in (27), the
agreement morphology is dictated by the case of the moved item’s A-p osition. Higher verbs
show agreement based on the trace in the specifier of the immediately subjacent CP. The
higher verb in (27) takes its cues from the trace in the specifier position of the embedded CP.
Although I argue for a different conclusion in Section 4.2, moved items appear to acquire
new case features with each movement operation, and Wh-Agreement reflects this new case.
To be more precise, the morphology of the higher verb reflects the case assigned to the
immediately lower CP in whose specifier the trace sits. Chung (1998) argues that the C
0
head of this CP inherits the case assigned to the CP, and it passes this feature to its specifier.
Thus while the intermediate trace in (27) may be a trace of something that was originally
assigned objective case, the moved item acquires oblique case when it moves to the specifier
of the lower CP. This is because the lower CP is itself oblique, and it assigns this oblique
case to its specifier. The Wh-Agreement on the higher clause is oblique, r eflecting the case
assigned to the intermediate trace by the embedded C. This line of reasoning is discarded
below, but it is useful to think in these terms for the time being.
In Chung’s (1998) analysis, Wh-Agreement is agreement between T (In Chung’s terms I)
and a lower trace, and this agreement is manifested on the VP complement of T. For a trace
to trigger agreement, it must be free within this T’s maximal projection. This means that
only the highest trace within TP can trigger agreement because all lower traces are bound by
higher traces in TP. For example, in (28), t
1
binds t
2
, so t
2
may not trigger Wh-Agreement
on the highest TP. Likewise, t
2
binds t
3
, so t
3
cannot trigger agreement either. However, t
1
is free within the highest TP, so it triggers agreement.
11
(28)
.
.
.
TP
CP
t
1
C
0
CP
t
2
C
0
t
3
Wh-Agreement provides a morphological indication that (at least some) wh-movement
in Chamorro is successive-cyclic. Wh-Agreement appears on a verb precisely because some
wh-moved item stops, at least temporarily, in the immediately lower clause. When wh-
movement does not bring any moved wh-phrase into a clause, no agreement appears on the
immediately higher verb. If all wh-movement in Chamorro were successive-cyclic, sentences
like those in (26) would be ungrammatical. A clause that appears to be along the path of
wh-movement fails to trigger the requisite agreement morphology on the higher verb.
Constructions like those in (26) are the focus of this paper. The data and the theoretical
assumptions of Minimalism appear to be incompatible. The DP H afa na patti gi atumobit
“which part of the car” in (26) cannot move from the right edge of the sentence (where its
trace is the object of the embedded verb) to the left edge of the sentence (i.e., the specifier
of the higher CP) via successive-cyclic movement because such movement would trigger Wh-
Agreement on the highest verb: The wh-phrase would have to stop in the specifier of the
lower CP, triggering agreement on the higher verb. On the other hand, since the highest C
is separated from its goal’s trace by at least one phase boundary (the CP that heads the
embedded clause), the movement operation that creates the question cannot occur in a single
12
step: the probe cannot locate the goal’s A-position.
In the following sections I resolve these contradictions. These are the central facts that
motivate my analysis: In (26), the lowest clause—the one containing the A-position trace—
shows signs of wh-movement. There is a gap, and Wh-Agreement appears. And in the higher
clause, a wh-phrase appears in C’s specifier, triggering Operator-C Agreement.
As outlined in the introduction, I propose that the wh-phrase is base-generated in the
specifier of the highest C. In the lower clause, an operator (whose identity is explored below)
moves from the position of the trace to the specifier position of the embedded CP, triggering
Wh-Agreement in this clause. Before developing this analysis in greater detail, I discuss
successive-cyclic movement, from which the necessary theoretical constructs are drawn.
2.3 Successive-Cyclic Movement
Consider again the example in (27), repeated here:
(29) Hafa
what?
malago’-˜na
WH[obl].want-agr
si Magdalena
Magdalena
[t ara
Fut
ta-chuli’
WH[obj].agr-bring
t ]?
“What does Magdalena want us to bring?” (Chung 1998:249)
The Wh-Agreement pattern, in the form of nominalization of both verbs, indicates that
successive-cyclic movement occurs here. The moved item passes through the lower CP’s
specifier. How is this construction produced in the Minimalist Program? Notice first the
two CPs, which must be phases. Th ere are other phases in this construction ( notably the
vPs), but they are not crucial to the current discussion (v’s import as a phase boundary is
addressed in S ection 4). I therefore make the simplifying assumption that only two phases
are involved in this construction. The phase that becomes the higher clause has the structure
in (30) (abstracting away from the nominalization of both verbs in (29): Chung does not
give the pre-nominalization forms of these verbs, so I show nominalization here even though
it hasn’t yet been triggered). This phase is incomplete: A verbal complement is missing,
and this argument will be supplied by the phase constituting the lower clause.
13
(30) CP
C
0
C TP
malago’-˜na si Magdalena
(want Magdalena)
Likewise, the phase that constitutes the lower clause has this structure before wh-movement
(again showing premature nominalization):
(31) CP
C
0
C TP
T
0
T
ara
(Fut)
VP
V
0
V
ta-chuli’
(bring)
DP
hafa
(what?)
The DP hafa must move to the specifier of the CP in (31). In the Minimalist Program,
this means that this DP must be an available goal for some probe. To be an active goal, it
must have an uninterpretable [uQ] feature.
8
Similarly, the probe has uninterpretable features
8
The [Q] feature indicates that its host heads a constituent question, or, in semantic terms, that its host is an interrogative
operator (see Section 5.1). Such a semantic property is interpretable on C (because C can be an interrogative operator) but
not on DP (because DP cannot be an interrogative operator).
14
that must be checked, and the DP checks these features. At least one of these features must
be strong so that in situ feature checking is not an option. Since hafa moves to C’s specifier,
C must be the probe. The relevant feature to be checked is the [uWH*] feature on C.
9
Hafa carries a [iWH] feature that checks C’s feature, and the strength of [uWH*] compels
movement.
10
So far, we have the structure in (32):
(32) CP
DP
hafa
iWH
uQ
C
0
C
[uWH*]——–
TP
T
0
T
ara
VP
C
0
V
ta-chuli’
t
At this point, Wh-Agreement between T in this clause and the newly created trace can
occur. (Since hafa is in C’s specifier, the trace is free within TP.) This results in nominaliza-
tion on the verb. See Section 4.2 for a discussion of the formal properties of this agreement
relation in Minimalist terms.
As t he derivation continues, the CP-phase in (32) is in turn merged as an argument of
the higher verb. Hafa moves from its position in (32) t o the specifier position of the higher
9
Asterisks indicate strong features.
10
The [WH] feature is interpretable on DP and uninterpretable on C because this feature signals semantic properties that
are appropriate for a DP but not for C. It distinguishes wh-phrases from ordinary DPs in that a wh-phrase is a semantically
appropriate restrictive clause f or a constituent question (see section 5.1), for example. Since C’s do not participate in wh-
constructions in the same way as DPs, the [WH] feature is uninterpretable on C; That its presence signals the semantic viability
of its host’s participation in wh-movement is meaningless on C.
15
CP. Once again, this movement is triggered by a strong feature on the matrix C that is
checked by hafa. As in the lower clause, the appropriate feature is [uWH*] on C. Further,
since this is hafa’s surface position, its [uQ] feature must be checked here. For this reason,
the matrix C must possess a [iQ] feature. This feature marks the clause as interrogative and
is interpretable (see fn. 8). (33) shows the surface structure of (29).
(33) CP
DP
hafa
iWH
uQ—–
C
0
C
uWH*——–
iQ
TP
malago’-˜na si Magdalena t ara ta-chuilil’ t
I adopt this system, which is consistent with standard Minimalist analyses of wh-movement,
in the analysis of long movement below. While there are important differences between
successive-cyclic and long-distance derivations, I assume that the same feature system is at
work. Wh-phrases possess the [iWH] and [uQ] features. Complementizers that attract wh-
phrases to their specifiers have a [uWH*] feature, and the C that heads a question has an
additional [iQ] feature. I now turn to the analysis of long-distance Wh-movement, starting
with the lowest clause of these constructions.
3 The Syntax of Long Movement
3.1 The Lower Clause
Two facts suggest that movement occurs in the lower clause in (26), repeated below as
(34). First, there is a gap in this clause. Second, Wh-Agreement morp hology appears in this
16
clause.
11
Apparently, then, this clause has the pre-movement structure in (35).
(34) Hafa
what?
na
L
patti
part
gi
Loc
atumobit
car
mal¨agu’
agr.want
hao
you
[u-ma-fa’maolik
WH[nom].agr-Pass-fix
t ]?
“Which part of the car do you want to be fixed?” (Chung 1998:248)
(35)
.
.
.
CP
C TP
T VP
V DP
x
(35) abstracts away from certain details of the construction, such as the presence of vP.
DP
x
is t he verbal complement, and it occupies the position of trace in (34). This DP then
moves to the specifier of the lower C, creating this structure:
(36)
.
.
.
CP
DP
x
C
0
C TP
T VP
V
t
With this movement, Wh-Agreement on the verb is triggered. I suggest that this move-
ment is identical to the successive-cyclic movement described above. DP
x
possesses a [i WH]
feature that checks C’s [uWH*] feature.
DP
x
needs an uninterpretable feature to be an active goal. It is not clear what this feature
is. [Q] is not an option because it is reserved for the head of a question. If [Q] were assigned to
11
Chung (1998) does not tie the appearance of Wh-Agreement morphology to movement directly. Rather, it is triggered by
variables that are A -bound. Nonetheless, since the most obvious way to produce an A-bound variable is through movement, it
is reasonable to take Wh-Agreement as a symptom of movement until evidence to the contrary appears.
17
the resumptive pronoun, this feature would have to appear on intermediate C’s, too, because
the resumptive pronoun doesn’t move to the CP that heads the wh-construction. Second,
it will become clear in Section 4.1 that positing [Q] on intermediate C’s causes problems for
an analysis of Operator-C agreement which ties this morphology to [Q].
Another feature, perhaps [Op] or [resumptive], could be adopted. Alternatively, we could
give up on the idea that goals need uninterpretable features to be active. This is compatible
with what I have said so far in that the [Q] feature could be removed from the overt wh-
phrases with [WH] r emaining to motivate movement.
12
I will not resolve this issue here,
but for concreten ess I assume a feature [uR(esumptive)] (perhaps a placeholder for a better
feature) that makes the resumptive pronoun active. An interpretable version of this feature
appears on C to check the resumptive pronoun’s feature, just like [Q] in successive-cyclic
movement. In (37), the [WH] and [R] features are added to the structure in (35).
(37)
.
.
.
CP
C
uWH*
iR
TP
T VP
V DP
x
iWH
uR
What exactly is the moved element? Given that it lacks phonological content, there seem
to be two plausible choices: It is either a trace or a null pronominal. I assume (partly for
reasons to be discussed below) that it is a (resumptive) pronoun. The resumptive nature
of this element is clear from the semantics: The overt wh-phrase in the matrix C’s specifier
position is interpreted as if it were assigned the θ-role of the null element in the lower clause.
In other words, the overt phrase binds the null resumptive pronoun.
13
In the context of the
12
Or we could leave the analysis as it is with the understanding that the [uQ] feature is not responsible for wh-phrases being
active goals.
13
Although I will not discuss the point in any detail, it should be noted that the properties of the null DP generally match
the typical characteristics of resumptive pronouns as described by McCloskey (2005).
18
rest of the language, this is a reasonable conclusion. Null pronouns that are A-bar-bound
are well attested in Chamorro (in topicalization, for example; see Chung (1998)).
Returning to (37), when the probe C searches for some goal to satisfy its [uWH*] feature,
it finds the resumptive pronoun, and the strength of C’s [uWH*] feature causes movement
of the DP. This is identical to the first step in the successive-cyclic wh-movement in (32) on
p. 15 above. If the next higher C lacks a [uWH*] feature, th e resumptive pronoun will not
move any farther. If the next higher C possesses this feature, it can attract the resumptive
pronoun to its specifier, just as in normal successive-cyclic wh-movement. This happens in
some of the variations on the long-movement pattern described in Section 6. This is how
the surface appearance of the lower clause in (34) is derived. The resumptive pronoun’s
movement triggers Wh-Agreement on the embedded verb.
If the resumptive pronoun engages in successive-cyclic movement, it can, in principle, end
up in the specifier of the matrix CP, just as if it were a full DP u ndergoing wh-movement.
However, this configuration would be semantically unviable. The resumptive pronoun must
acquire its semantics from some other element in the construction. I argue in Section 5.1
that this is accomplished via binding by an overt wh-phrase higher in the structure. If the
resumptive pronoun moves all the way to the specifier of the matrix CP, it cannot be bound
by a higher wh-phrase. (Nor would there be an acceptable place in which to merge this
overt wh-phrase: There would be no element to check its [uQ] feature.) Such a configuration
is therefore semantically ill-formed, and the resumpt ive pronoun must stop in a position
lower than the specifier of the matrix CP. In other words, the only semantically acceptable
structure is one in which a non-matrix C possesses a [iR] feature that can halt the resumptive
pronoun’s movement. For the d uration of this paper, until Section 6, I ignore the possibility
that the resumptive pronoun can move successive-cyclically. The rest of the analysis focusses
on constructions in which the resumptive pronoun stops after the first movement.
19
3.2 The Higher Clause
The wh-phrase Hafa na patti gi atumobit “which part of the car” from (34) is base-
generated in the specifier of the highest CP. This means that this DP satisfies (some of)
the selectional criteria of the root C and is therefore merged in C’s specifier to fulfill these
criteria. The first thing to consider, then, is the nature of C’s selectional criteria.
Since (34) is a question, the root C has the [iQ] feature. Further, since this a constituent
question, C should have the familiar [uWH*] feature. Something must be merged into
C’s specifier position to check this feature. In successive-cyclic movement , this is achieved
through movement of a wh-phrase from the existing structure. This is not possible in long-
movement constructions. The only wh-phrase is the null pronoun from the previous section.
The pronoun’s [uR] feature has been checked, so it is inactive (keeping in mind the above
caveat concerning active goals). The root C has no choice but to accept a base-generated
wh-phrase in its specifier.
Before the wh-phrase is merged, the higher clause has this structure:
(38) CP
C
0
C
iQ
uWH*
TP
.
.
.
The DP Hafa na patti gi atumobit “which part of the car” is merged into C’s specifier. C’s
[uWH*] feature is checked, and the DP’s [uQ] feature is checked. Descriptively speaking, no
Wh-Agreement is triggered because no trace is produced.
14
Operator-C agreement proceeds
as normal, though, and the appropriate agreement morphology appears in the construction.
That the wh-phrase was not moved is irrelevant to Operator-C agreement.
That there is no other candidate to satisfy the root C’s requirements is seen most clearly
when other clauses intervene between the lowest clause from Section 3.1 and the root clause.
14
It is useful to think in these terms for the time being, but the idea that traces trigger Wh-Agreement is rejected below.
20
Consider the schematic structure from (3), repeated and modified here as (39):
(39) CP
1
DP
i
CP
2
CP
3
CP
4
t
i
CP
1
is the root CP discussed in this section. CP
4
is the clause containing the resumptive
pronoun. The intermediate CPs play no role in this analysis. If CP
4
’s head checks the
resumptive pronoun’s [uR] feature, these clauses do not participate in the long-movement
derivation. The root C is separated from resumptive pronoun in the lowest clause by at
least two phase boundaries. With th is DP well out of reach, the highest C has no choice
but to accept a first-merged wh-phrase. In addition to the fact that the resumptive pronoun
is u navailable because its [uR] feature has been checked, examples like these show that the
resumptive pronoun can be buried too deep for the matrix C to access it.
Still ignoring the possibility of successive-cyclic movement of the resumptive pronoun, CP
2
and CP
3
are normal non-interrogative CPs. Lacking the relevant features, the complemen-
tizers in these clauses do not attract anything to their specifiers. These clauses behave just
like non-interrogative embedded clauses, even though they are in the middle of a question
construction. The crucial operations occur in the highest and lowest clauses.
Finally, DPs in the specifier of CP characteristically take the default morphological case
(S. Chung, p.c.), so there is no need to pass the case of the gap (the case assigned to the
null resumptive pronoun) up to this DP. The morp hology of a DP in a specifier of CP is
not dependent on the case of its A-position, even in instances of successive-cyclic movement.
Since the default morphology appears, no mechanism is need ed to connect the overt DP in
long movement with the case assigned to the resumptive pronoun. And as it is not formally
21
associated with a θ-role, the overt DP does not need to acquire abstract case.
In canonical long movement, Wh-Agreement appears only in the lowest clause because
wh-movement only occurs only here (via mechanisms to be developed below). Operator-C
agreement appears on the highest C because the wh- phrase appears in this C’s specifier
position. The agreement facts are accounted for.
Non-question instances of wh-constructions require further comment because they lack a
[Q] feature. Consider the sentence in (40), which contains a relative clause.
(40) [Adyu
that
i
the
[O ma’a’˜nao
agr.afraid
yu’
I
[na
Comp
u-b¨aba
WH[obj].agr-open
t ]]], ofdangkulu.
agr.very.big
“That thing which I was afraid to open, it was very big.” (Chung 1998:248)
Of interest here are the bracketed constructions. The relative clause O ma’a’˜nao yu’ [n a
u-b¨aba t ] “which I was afraid to open” is an adjunct to the DP Adyu i “that thing.” This
relative clause contains an embedded clause, indicated by the innermost square brackets. As
the gloss shows, Wh-Agreement is present on this clause, but it is absent from the higher
clause in the relative clause. This is evidence that (40) is a case of long movement.
The lowest clause in the relative clause—the one with Wh-Agreement—behaves exactly
as described in Section 3.1. A null resumptive pronoun originates in the position of the trace,
and it moves to the specifier position of the complementizer na to satisfy featural criteria.
Following Chung (1998), I assume a null relative operator in the sp ecifier position of the
relative clause’s matrix CP. This operator is marked as O in (40). As in English relative
clauses, this operator forms a dependency with the gap and acquires its semantic content
from the phrase to which the relative clause is adjoined (the DP adyu i “the thing”).
Since this is a long-movement construction, the operator O must be merged directly into
na’s specifier position with no movement (because the overt DP is not the moved element
in long-movement operations). As a complementizer in a relative clause, na cannot possess
a [Q] feature, but does possess the same [uWH*] feature that was employed above. The
operator O is merged to check this feature. It must therefore have its own [WH] feature, but
22
I remain agnostic about whether or not this feature is interpretable. If it is uninterpretable,
we can account for why the operator does not participate in further movement, but since
it is buried within a DP, it is unclear whether such an explanation is necessary. If DPs are
phases, the operator is unavoidably inaccessible to further probes.
Despite the absence of a [Q] feature on the higher C, relative clauses behave exactly like
constituent questions with respect to long-distance movement. One further point is worth
noting. The null operator O checks a complementizer’s [uWH*] feature and receives its
semantic content from another DP. In this respect it is just like the resumptive pronoun
postulated above. It is conceivable that these two entities are actually the same, but at the
very least we have an interesting pattern. In three constructions (long-distance movement,
relative clauses, and topicalization), we have a null element that forms a dependency with
another DP. One might formulate a generalization concerning the (absence of) phonological
content of anaphoric elements in Chamorro. However, reflexive pronouns are not null:
(41) Ha-bira
agr-turn
gui’
i
herself
si Santa
Santa
Maria
i
Maria
ya
and.then
ha-fana’
agr-face
i
the
liga.
wall
“The Virgin Mary would turn and face the wall.” (Chung 1998:36)
4 The Agreement Relations in Minimalist Terms
In this section I develop Minimalist analyses of the two agreement relations, Operator-C
Agreement and Wh-Agreement.
4.1 Operator-C Agreement
Chung’s rule for Operator-C agreement is (from Chung (1998:230)):
(42) Operator-C Agreement Rule (holds at s-structure)
C
0
and an Associate that is both its sp ecifier and an operator must have compatible
values for [N], [O], and [locat].
23
The details of this rule need not concern us here. Crucially, Operator-C agreement is a
relation between C and the element in its specifier. This element must not be a variable:
Operator-C Agreement holds between C and the highest item in an A-chain (i.e. a full DP).
Clearly [N], [O], and [locat] are the relevant features in this relation. These correspond to
the features of C’s specifier that determine C’s shape, as described in (17). [+N] indicates a
DP, [+O] indicates a phonetically null operator, and [+locat] indicates a locative operator.
If the highest C along the path of A-movement contains uninterpretable versions of these
features, we can explain their influ ence on C’s morphology by assuming that the wh-phrase
moved into its specifier checks these features. C is realized accordingly.
But we must be careful to ensure that only the highest CP possesses these features.
The easiest solution is to bundle these features with the feature that renders the wh-phrase
inactive when it reaches this CP. Consequently, [iQ] must be linked to the [N], [O], and
[locat] features. In constituent questions, when a wh-phrase reaches the specifier of a CP
whose head has the [iQ] feature, the wh-phrase’s [uQ] feature is checked, and the phrase is
rendered inactive. In addition to checking C’s [WH] feature, this phrase also checks C’s [N],
[O], and [locat] features. Since [Q] cannot appear on C without [N], [O], and [locat], and
vice versa, the Operator-C agreement features will only appear on the C in whose specifier
the wh-phrase appears at s-structure.
15
Operator-C Agreement is easily modeled in Minimalist terms. Because a unique local
agreement relations already exists between a wh-phrase and a C with a [Q] feature, additional
agreement relations can be posited in a way that capitalizes on this special association. Wh-
Agreement is much harder to accommodate.
4.2 Wh-Agreement
If we take the description of Wh-Agreement assumed above at face value, we must devise
a system in which C can acquire case an d transfer this case to its specifier. DPs must be
15
As mentioned above, the fact that Operator-C agreement only appears on the highest clause in a long-movement construction
is one motivation for not using [Q] on the resumptive pronoun.
24
able to discard one case feature and acquire a new one. In addition to checking a subject’s
[NOM] feature, T must have its own additional case features that can be checked only by
a wh-element. Some unappealing aspects of this approach may already be apparent to the
reader; I will argue that this is in fact the wrong way to proceed, and the way in which
Wh-Agreement was characterized above is mistaken.
Within the Minimalist Program, Wh-Agreement is best understood as a morphological
phenomenon rather than a purely syntactic one. That is, Wh-Agreement d oes not moti-
vate the postulation of more features that trigger the morphology described in Section 2.2.
Instead, independently necessary featural requirements conspire to produce unique arrange-
ments among the participants in A-system case-checking and A-system wh-movement. These
unique configurations are signaled by Wh-Agreement. Such an approach has been proposed
by Watanabe (1996), although I depart from that analysis in important places.
The morphology itself is syntactically insignificant (as suggested by Chung (1998)) in that
it drafts existing morphology in the manifestation of the special featural configurations. For
example, verbal nominalization is simply a way to signal oblique Wh-Agreement. It does
not reflect any syntactically or semantically meaningful metamorphosis of the verb.
I first discuss approaches that attempt to derive Wh-Agreement directly from a feature-
checking operation. These efforts are u nappealing on both conceptual and empirical grounds.
I then turn to a more indirect method in the vein of Watanabe (1996) that frames Wh-
Agreement as a by-product of other syntactic processes.
4.2.1 Wh-Agreement as Feature Checking
The most obvious way to implement Wh-Agreement in a Minimalist framework is by
postulating a case-checking relationship that accompanies wh-movement. In this section I
sketch an attempt along these lines, but it proves conceptually unappealing.
Chung’s (1998) agreement rule is a reasonable starting point. Using T here instead of I,
Chung’s rule is formalized as in (43) (from Chung (1998:257)):
25
(43) Wh-Agreement (holds at s-structure)
T
0
and an A-bound trace that is free within T
0
’s minimal m-command domain must
have compatible values for [Case].
Chung (1998) provides careful argumentation to the effect that T is the element that
participates in the agreement relation with the trace. I adopt this conclusion for the purposes
of the current discussion. The following arrangement correctly predicts the occurrence or
non-occurrence of Wh-Agreement in all clauses:
Following Chung (1998), the case assigned to CP is inherited by its head, C
0
. When a
wh-element moves to C’s specifier, it acquires C’s case. T in the immediately higher clause
has a weak uninterpretable case feature bundled with a weak [WH] feature. Consequently
only a wh-element can check the case feature. To this end, T locates the wh-element in C’s
specifier. The wh-phrase may then continue its successive-cyclic movement.
Only C with a [WH] feature may select this Wh-Agreement T with an additional case
feature. Further, only the Wh-Agreement T may (and in fact must) select v with a [WH]
feature. (vP is a phase boundary, so a [WH] feature on v is necessary independently. An
A-moved DP stops in each specifier of vP in addition to each specifier of CP.)
These selectional requirements are essential. If any C can select the Wh-Agreement T,
then Wh-Agreement should be possible on any clause that contains a CP whose specifier
is filled by a wh-element. For example, in (the Chamorro equivalent of) I don’t know who
the police arrested, the matrix verb know should have the option of showing Wh-Agreement.
This does not happen, so the Wh-Agreement T must not be available in non-wh-CPs.
Also, we cannot require C with a [WH] feature to select the Wh-Agreement T. The long-
movement construction in (44) shows this most clearly. The matrix C has a [WH] feature,
but the T that it selects must not need Wh-Agreement case-checking. The only elements
that could check T’s case are the resumptive pronoun, which may be embedded many clauses
lower, and the overt DP, which in inaccessible to T because it is in C’s specifier position. If
T required Wh-Agreement, certain long-movement constructions would be impossible.
26
(44) C
DP
TP
CP
CP
. . . RP
i
. . .
How, then, do we ensure that the special T appears in every clause along the path of wh-
movement? If T without a Wh-Agreement case feature appears in a clause headed by a C
that drives wh-movement, no Wh-Agreement will appear. Wh-Agreement would incorrectly
be predicted to be optional in all cases. We might expect to find an alternating pattern of
agreement where one clause shows agreement, the next does not, and the next does, etc.
Consider the diagram in (45). We’ve already conclud ed that this C, which has a [WH]
feature, can optionally select the Wh-Agreement T. The goal now is to force C’s hand in
this case by ensuring that only the Wh-Agreement T will yield a well-formed structure. In
order for the movement shown to be successful, v must have a [WH] feature. If only the
Wh-Agreement T may select a v with a [WH] feature, then only the Wh-Agreement T may
appear in (45). Without a Wh-Agreement case feature, T cannot select a v with a [WH]
feature, and the derivation will crash. The result is that while C is not required to select th e
special T, only through the selection of this T will the derivation succeed. This is why it is
necessary to restrict T’s selectional criteria.
(45)
.
.
.
CP
TP
vP
DP
27
The stipulative nature of the selectional requirements is unappealing. It would be prefer-
able if the distribution of Wh-Agreement could be accounted for with the free distribut ion of
case and [WH] feature on the relevant heads. Ideally, the derivation would succeed in only
and all the cases in which the resulting morphological pattern is attested.
By themselves, the selectional stipulations do not condemn the analysis. But there is
another drawback. If Wh-Agreement reflects C’s case, C must be able to change its specifier’s
case feature. How such an arrangement can be produced in Minimalist terms is difficult to
imagine. Simple feature-checking isn’t enough: The case feature on C’s specifier has already
been checked in the A-system and has no influence on Wh-Agreement.
16
This is a more serious problem than the selectional requirements because it challenges the
nature of feature checking in Minimalism. We might gloss over this difficulty and assume
that a solution is possible, but with the compounding issue of the selectional stipulations,
the wiser move is to question the whole approach.
There are a couple additional drawbacks to the feature-checking analysis. First, C must
have case features that it can transfer to DP. It is not clear what it means for C to have
case, nor is it clear why it might need case. Also, T must have more than one case feature.
It must participate in the nominative case-checking of a subject as well as case-checking for
Wh-Agreement. Such duplication is to be avoided: There are no other instances of a head
participating in two completely unrelated case-checking operations likes this.
One might attempt an analysis that takes DP out of the Wh-Agreement process, es-
tablishing a feature-checking relationship between C and T. v would need to serve as an
intermediary so the checking process could cross the vP and CP phase boundaries. C would
check v’s case, and v would check T’s case. No feature-changing power is needed. How-
ever, the other drawbacks are amplified here. v now needs case, just like C and T, making
16
Alternatively, we might give the DP a second case feature that matches C’s case and triggers Wh-Agreement. Aside from
the conceptual awkwardness of claiming a DP has more than one case feature, it would be necessary, in principle, to assign DP
a different case feature for each A-movement operation it undergoes. Wh-Agreement may vary from clause to clause within
the same construction, so we cannot be sure the same “extra” case feature will work for each instance of Wh-Agreement in an
A-construction. Clearly such an analysis is to be avoided on conceptual grounds.
28
three non-nominal heads that require case. The case-checking duplication problem is com-
pounded, too. To see this, consider two scenarios. In the first, C is not a verbal complement.
C must receive case from some head and then, for Wh-Agreement, check case on v. (v checks
accusative case on another element.) Case checking for Wh-Agreement must therefore be
independent of normal case checking because in this instance v does not check accusative
case on C. In the second scenario, where C is a verbal complement, C has two case-checking
relationships with v, both of which we know are necessary from the first scenario but which
are undeniably redundant here.
Many aspects of the feature-checking analysis are unappealing. This is not an analysis
that is generally sound except for some residual issues. Instead, the core aspects of the
analysis present the greatest problems. I conclude that an approach along these lines is
technically feasible, but conceptually inadequate. Another analysis th at does not have these
conceptual problems is available, rendering the analysis sketched here inadequate. At least
as far as Minimalism is concerned,
17
Wh-Agreement is best analyzed in other terms.
4.2.2 Wh-Agreement as Morphology
Watanabe (1996) argues that Wh-Agreement is simply a morphological side-effect of other
feature-checking relations. As such, it serves as a signal for certain featural configurations
but is not itself triggered by any part icular featural requirement. This is the system I adopt
here with some modification.
Watanabe develops a system in which case absorption—the elimination of uninterpretable
case features before spell-out—is mediated through the Agr-s and Agr-o heads. In the
subject-verb agreement system, T adjoins to Agr-s, and the subject moves to the specifier
of Agr-sP. We thus have the configuration in (46).
17
An analysis in the spirit of GPSG or HPSG may have more success. For example, in GPSG terms, an XP/DP may signal
that the displaced DP is missing by reflecting the case of the gap or the case of the clause containing the gap.
29
(46) Agr-sP
DP
[NOM]
Agr-s
0
Agr-s
T
[NOM]
Agr-s
Provided the case features on T and DP match, Agr-s may absorb one of these case
features so that it is invisible at LF. The other case feature must be dispensed with some
other way. Normally, Agr-s incorporates DP’s [NOM] feature, and the [NOM] feature on T
is dealt with by movement of the T/Agr-s complex to C. This movement eliminates T’s case
feature, yielding (47).
(47) CP
C
0
C
C Agr-s
j
T Agr-s
Agr-sP
DP
Agr-s
0
. . . t
j
. . .
In subject extraction, DP then moves to C’s specifier:
(48) CP
DP
i
C
0
C
C Agr-s
j
T Agr-s
Agr-sP
t
i
Agr-s
0
. . . t
j
. . .
This creates a circle of feature-checking relationships with DP, C, and T/Agr-s. DP and
30
T/Agr-s are involved in a case-checking relationship, T/Agr-s and C have their own case-
checking relationship, and DP and C are the central players in wh-movement. Alternatively,
we might think of this in terms of a “double relationship” between DP and T/Agr-s. Within
the Agr-s projection, these elements are involved in A-system feature-checking, and within
the CP projection, when T/Agr-s occupy C, they are involved in A-feature-checking.
Subject Wh-Agreement is simply a reflection of this double feature-checking relationship
between DP and T/Agr-s. In the case of non-subject extraction, this peculiar relation-
ship does not exist (because the extracted DP’s case is not checked by T/Agr-s), and Wh-
Agreement reflects this in the form of different morphology. We thus have a two-way contrast
between constructions with the double-agreement arrangement between DP and T/Agr-s and
constructions without this special configuration. The morphophonological realization of this
dichotomy is arbitrary: the language simply coopts existing verbal morphology.
This analysis is sufficient for languages like Palauan (Georgeopolous 1985, 1991a,b) which
have a two-way Wh-Agreement system, separating subject from non-subject extraction. But
Chamorro has a three-way contrast among subject extraction, object extraction, and oblique
extraction. Before developing an account of the object/oblique distinction, it is worth bring-
ing Watanabe’s system in line with current syntactic theory.
In particular, Agr-s and Agr-o are unnecessary. Nominative case-checking occurs within
TP. The subject DP and T check each other’s cases directly, and the [NOM] features dis-
appear with no further operations. T-to-C movement is motivated on other grounds. The
basic premise behind Watanabe’s argument remains intact though. DP and T are still in
the double feature-checking relationship: case-checking within TP, wh-movement within CP.
Wh-Agreement reflects the presence or absence of this configuration. (49) replaces (48).
31
(49) CP
DP
i
C
0
C
C T
j
TP
t
i
T
0
. . . t
j
. . .
The contrast between object and oblique extraction is not yet motivated. Perhaps this
distinction is of the same type as the subject/non-subject dichotomy. That is, perhaps object
or oblique extraction creates a feature-checking configuration that the other does not. What
might this configuration be?
In the previous section v was given a more prominent role because of its projection’s sta-
tus as a phase boundary. Rather than moving from CP to CP, a wh-moved item must move
from CP to vP to CP, etc. Verbal objects have their accusative case features checked within
vP. They therefore have a relationship with v that is the exact analogue of the relationship
between T and DP in subject extraction. In object extraction, v checks a DP’s [ACC] fea-
ture, and then this DP moves to v’s specifier and checks v’s [uWH] feature. I suggest that
Chamorro’s objective Wh-Agreement morphology is just a reflection of this. Such a conclu-
sion is almost required by the analysis of subject extraction: If “double feature-checking”
triggers special agreement in one instance, it would be odd if other similar configurations
were barred from triggering their own special agreement morphologies. Oblique extraction is
the result of no such special feature-checking configuration. In this light, Chamorro simply
opts to signal more unique configurations than Palauan. Both languages are sensitive to the
featural relationship between T and extracted subjects, and Chamorro is also sensitive to
the featural relationship between v and extracted objects.
Oblique Wh-Agreement morphology is just the elsewhere condition, arising when neither
of the special featural confi gurations holds. This means that all DPs that trigger oblique
Wh-Agreement (i.e. any DP that is not a subject, direct object, or oblique object of a verb
32
of transfer) must not have their case features checked by either T or v. Pylkk¨anen (1997)
provides a way of ensuring this. In her system, only “core” arguments (generally, direct
objects) originate within VP. External arguments (one type of non-core argument) originate
in vP (VoiceP for her). This is exactly what I assumed above, so nothing new must be said for
these arguments. Other non-core arguments are introduced by one of six functional heads:
high applicative, low recipient applicative, low source applicative, root-selecting CAUSE,
verb-selecting CAUSE, and phase-selecting CAUSE (Pylkk¨anen 1997:15). The details of
these heads need not concern us here. What is important is that Pylkk¨anen provides a way
to introduce certain arguments independently of VP and vP. If an argument is licensed by
one of these six, it will trigger oblique Wh-Agreement under extraction because it will not
enter into one of the special featural relationships described above.
For an analysis like this to hold, it must be shown that arguments that trigger objec-
tive morphology are Pylkk¨anen’s core arguments, and those that trigger oblique morphology
are Pylkk¨anen’s non-core (but also non-external) arguments. Objective Wh-Agreement is
triggered by direct objects and “the oblique object of a verb of transfer” (Chung 1998:237).
Clearly, direct objects fall within Pylkk¨anen’s conception of core arguments; they’re pro-
totypical examples of such arguments. If we take Chung’s description seriously, we can
conclude that oblique objects of verbs of transfer are also core arguments. While oblique
DPs are in general non-core, it is reasonable to assume that the oblique object of a verb of
transfer is a core argument: The verb itself requires this DP to fill the θ-role of recipient
or source. DPs in this case are distinct from recipients and sources that are introduced by
Pylkk¨anen’s applicative heads in that oblique objects of verbs of transfer are directly licensed
by the verb of transfer because of this verb’s semantic properties. Verbs of transfer require
recipients and/or sources independently of other functional heads, so the DPs that fill these
θ-roles for verbs of transfer are distinct from DPs that fill these θ-roles for other verbs.
DPs that trigger oblique Wh-Agreement are “oblique complements of intransitive pred-
icates, instruments, and subcategorized comitatives” (Chung 1998:238). None of these
33
categories overlaps, in whole or in part, with Pylkk¨anen’s core arguments. Consequently,
Pylkk¨anen’s system would introduce these arguments through nonverbal functional heads.
Further, these DPs are non-subjects, so their case is not checked by T. We thus have precisely
the situation we want: These DPs will not enter into the special featural configurations th at
trigger subject and object Wh-Agreement. They therefore trigger oblique Wh-Agreement,
which is the morphology that appears when no special featural configuration holds.
Watanabe does not elaborate on the mechanisms that translate the double-feature-checking
relationships into morphology, and this is a recalcitrant p roblem for both his analysis and the
current proposal. The intuition behind Watanabe’s proposal is clear, but its formal imple-
mentation is less than straightforward. The syntax seems to require memory: For subjective
Wh-Agreement, the syntax must know that the DP that checked T’s [NOM] feature is the
same DP that checked C’s [WH] feature. Simply examining the features on T and C won’t
help: It will always be the case that these two features are checked. The important point
for Watanabe is that the same DP checked both features.
One solution reassigns the duty of checking [NOM] to finite C.
18
With this change, the
features t hat trigger Wh-Agreement are consolidated onto two heads: [NOM] and [WH] on C,
[ACC] and [WH] on v. Now, case-checking coupled with [WH] has a morphological exponent
that varies with the case assigned, either nominative or accusative. Checking of [WH], when
not “linked” with any case-checking operation, has its own morphological exponent, oblique
Wh-Agreement. This solution is speculative at best, but it at least provides a means to
formally understand Watanabe’s ideas. Notice that it also allows us to dispense with some
assumptions from the above analysis, notably that T moves to C.
Under this approach, Wh-Agreement is not a reflection of case in any way. Subject
agreement doesn’t appear because the moved item is nominative. It appears because the
moved item has a unique relationship with T. Wh-Agreement is sensitive to which head
checks the moved item’s case but not to the specific case feature involved. Agreement
18
Thanks to J. McCloskey (p.c.) for suggesting this approach.
34
morphology varies with case but is not triggered by case.
5 Semantic Interpretation and Its Consequences
5.1 Semantic Interpretation
How does the current analysis square the requirements of the semantic component of the
grammar? The syntax must supply the semantics with an interpretable structure. While
I do not present a full-fledged semantic analysis here, I suggest that the long-movement
structures proposed above are compatible with existing semantic ideas.
Heim & Kratzer (1998) develop a system for assigning a denotation to relative clauses.
The crucial part of their system is Predicate Abstraction, which is responsible for turning
the otherwise (semantically) ordinary relative clause into something that can be integrated
with th e NP to which it is attached. This system can be straightforwardly applied to relative
clauses in Chamorro as long as the resumptive pronoun is accommodated.
Perhaps the most straightforward remedy is to assign the resumptive pronoun an empty
semantic value. This is not an unusual move in the Heim and Kratzer system. For example,
the complementizer that does not affect the denotation of the construction it is a member
of. To extend this property to the resumptive pronoun, we simply need to adopt the rule in
(50). (For typographical reasons, “CP
RP
is used to stand in for the structure in (51).)
(50) [[CP
RP
]] = [[C
0
]]
(51) CP
RP
= CP
RP
C
0
This rule ensures that the resu mptive pronoun will not affect the semantic interpretation
of the construction. The binding relation between the null operator O and the resumptive
pronoun ensures that O and the pronoun’s trace will be coindexed, mimicking the situation in
standard relative clauses. The computation of the denotation proceeds exactly as described
35
by Heim and Kratzer, and Predicate Abstraction will ensure that the appropriate value is
assigned to the trace. The relative clause can then be integrated with the larger sentence.
The system in Heim & Kratzer (1998) is not well suited for questions on conceptual
grounds. It is unclear exactly what the denotation of a question should be, and Heim and
Kratzer offer no speculation. Consequently, I adopt the analysis used in Chung, Ladusaw,
& McCloskey (1995; henceforth CLM).
CLM, making use of Berman (1991), argue that three syntactic elements are required
for a well-formed constituent question: an interrogative operator, a restrictive clause, and a
nuclear scope. These elements must meet certain syntactic and semantic requirements. The
restrictive clause is the displaced constituent in C’s specifier position. It “must syntactically
bind a position within the TP complement of C
0
(CLM:244). The restrictive clause must
contain or be a wh-phrase, and it “must contribute to semantic interpretation just as if it
were sitting in the syntactically bound position” (CLM:244).
The role of the interrogative operator, which is associated with the [Q] feature, is filled
by C. It semantically binds the wh-phrase in the restrictive clause.
The nuclear scope is the TP complement of C. It supplies a propositional function whose
domain is defined by the restrictive clause. The interrogative operator forces an interpreta-
tion in terms of a set of propositions.
What are the parts of this system in the analysis developed here? Clearly, the interrogative
operator must be the higher C because only this C has a [Q] feature. This means that the
restrictive clause must be the wh-phrase in this C’s specifier, and the nuclear scope is the
matrix TP. All of th e requirements mentioned above are met in this configuration. The
wh-phrase syntactically binds the trace through the resumptive pronoun, just as if it headed
a conventional A-chain formed by successive-cyclic movement. The wh-phrase also behaves
“just as if it were sitting in the syntactically bound position.” Because of (50), the resump tive
pronoun does not affect the derivation except to connect the overt DP to the trace.
The analysis of long-movement proposed here is comp atible with the semantic require-
36
ments of wh-constructions. Long-movement constructions are interpreted exactly like their
successive-cyclic counterparts. The only addition to the semantic component of the grammar
is the rule in (50), which is essentially an instruction to ignore the resumptive pronoun.
5.2 Codependencies Between the Higher and Lower Clauses
The analysis of long-distance constructions developed here involves syntactically distinct
and independent operations. In the higher clause, a wh-phrase is merged into the specifier
of the matrix CP. In the lower clause, a resumptive pronoun is merged into an argument
position and undergoes A-movement. Since there is no syntactic requirement that one half of
this analysis be present for the other half to appear,
19
we might expect to find constructions
that contain just a resumptive pronoun with no binder or a binder with no resumptive
pronoun. This would be an incorrect prediction, and I suggest that this is a semantic fact.
In order for Predicate Abstraction to apply successfully, the syntactic unit from which the
predicate is to be constructed must contain some syntactic object that can be construed as
a variable. “Traces” and resumptive pronouns serve this function prototypically. If there is
no such element, the assignment function introduced by Predicate Abstraction will not have
the necessary effect. A useless denotation will result, one which includes lambda abstraction
of a variable that is not present. We can therefore conclude that the operator O in relative
clauses requires the resumptive pronoun in the lower clause when O is first-merged into its
surface position. Without the resumptive pronoun, Predicate Abstraction will fail.
Likewise, in questions, the restrictive clause and interrogative operator cannot be inter-
preted without an appropriate nuclear scope. Without an TP that contains an unbound
variable, no semantic computation can be performed.
Perhaps a similar argument can be made for why the resumptive pronoun requires the
presence of a wh-phrase elsewhere in the construction. The resumptive pronoun seems to
19
To be more specific, there is no syntactic requirement that merger of the wh-phrase is permitted only if there is a resumptive
pronoun elsewhere in the construction. Likewise, no syntactic restriction permits the merger of a resumptive pronoun only where
a wh-phrase can bind it.
37
require a wh-binder, and this may be attributable to semantic or syntactic attributes of the
resumptive pronoun. Alternatively, when no suitable binder is present, the anaphor may
simply be a (non-resumptive) pronoun.
6 Variations on the Long-Movement Pattern
Much of the discussion so far has assumed that in long-distance movement, the resumptive
pronoun moves to the first specifier of CP and stops, and the wh-phrase merges directly into
its surface position. But the analysis in fact predicts other options.
The current analysis does not prevent the wh-phrase from merging in a non-matrix spec-
ifier of CP and moving successive-cyclically to its surface position until it is deactivated
by a [iQ] feature, triggering Wh-Agreement along the way. We would predict that such a
configuration would involve, from the top of the structure down, one or more clauses with
Wh-Agreement (triggered by the wh-phrase), followed by one or more clauses with no agree-
ment, followed by one or more clauses with agreement (triggered by the resumptive pronoun).
In other words, we predict what appears to be long-movement followed by successive-cyclic
movement. This is exactly what we find:
(52) Hayi
who?
malago’-mu
WH[obl].want-agr
[t ara
Fut
u-ma’a’˜nao
agr-agraid
si Carmen
Carmen
[p¨ara
Fut
ali’e’-˜na
WH[obl].meet-agr
t ]]?
“Who do you want Carmen to be afraid to meet?” (Chung 1998:365)
This construction must be of the long-d istance variety. With no Wh-Agreement in the
middle clause, it appears that the moved item has skipped over a clause. Since this is not
possible, a resumptive pronoun must be in the lower clause, triggering agreement there,
followed by base-generation of the over wh-phrase in a higher position. In this respect, (52)
is just like a long-movement sentence. But the Wh-Agreement on the highest clause signals
the presence of a trace in the specifier of the next lowest CP. The analysis developed here
permits Hayi to merge into this position, presumably to satisfy this intermediate C’s [uWH*]
38
feature, and then move into the matrix CP to check the same feature on the higher C.
Similarly, suppose the C that immediately dominates the resumptive pronoun’s A-position
has a [uWH*] feature but not a [iR] feature. Upon moving to this C’s specifier, the resumptive
pronoun remains an active goal because its [uR] feature has not been checked . If the next
higher C has a [uWH*] feature, the resumptive pronoun may move again. In fact, it may
move successive-cyclically, triggering Wh-Agreement with each move, until it encounters a
[iR] feature. We therefore predict an analog of (52) where the higher clauses have no Wh-
Agreement but two or more lower clauses do. That is, we shou ld find what appears to be
successive-cyclic movement followed by long-movement. This prediction is correct:
(53) Esti
this
na
L
pitsonas
person
ni
comp
ma’a’˜nao
agr.afraid
yu’
I
[man-malagu’-˜niha
WH[obl].agr-want-agr
[t ara
Fut
uma-kuentusi
WH[obj].agr-speak.to
t ]].
“It’s this person who I’m afraid they want to speak to.” (Chung 1998:365–366)
Again, this sort of structure is expected in the context of the current analysis. All that is
required is that the C into whose specifier the resumptive pronoun first moves not possess a
[iR] feature. In other words, the kind of C that appears in the middle of normal successive-
cyclic constructions is necessary.
Finally, the current analysis predicts that both the resumptive p ronoun and the overt
wh-phrase can m ove successive-cyclically in the same construction. There are no such ex-
amples in Chung (1994) or Chung (1998), but this may be an artifact of complexity. Such
a construction would require at least four clauses. Two lower clauses with Wh-Agreement
would show successive-cyclic movement of the resumptive pronoun, and Wh-Agreement in
the highest clause would reflect the movement of the wh-phrase. A fourth clause with no
agreement is needed between these two sets of clauses to show conclusively that the construc-
tion is not a normal successive-cyclic wh-construction. It may be difficult to elicit reliable
judgments on constructions with this kind of embedding, so their absence is not surprising.
39
7 Conclusion
The analysis of long-distance wh-movement presented here reconciles the empirical facts
of Chamorro and the theoretical assumptions of Minimalism. Because no Wh-Agreement ap-
pears on intermediate verbs in long movement constru ctions, it seems as though a wh-phrase
moves directly from its original clause to its final surface position without stopping in any
intermediate positions. An operation like this would ignore the Phase Impenetrability Con-
dition. Minimalism therefore predicts that long-distance movement should not be possible.
By separating what appears to be a long movement operation into two parts, th e conflict
is resolved. In fact, “long-distance movement” is no longer an accurate description of these
constructions. They involve normal successive-cyclic movement and the base-generation of
a wh-phrase in a higher position. No movement across long distances is required.
In addition, this analysis accounts for the fact that apparent long-distance movement is
exempt from island violations. Since little movement is involved, movement out of an island
is not an issue except where it concerns the null pronoun’s short movement. Any number of
islands may occur between the wh-phrase and the null pronoun, but no ungrammaticality
will result. Th is is because th e wh-phrase is base-generated in its surface position and thus
cannot incur any island violations.
Two issues have yet to be settled. The most important remaining issue is that of the
distinction between DPs that can participate in the long-movement construction and those
that can’t. Recall that Cinque (1990) identifies the set of DPs that may undergo long-
movement as “referential.” In his system, referential DPs may bind, rather than antecedent
govern, pronouns and traces. Non-referential DPs, such as quantified DPs, must antecedent
govern traces and pronouns. Either binding or government is sufficient to license a trace or an
anaphoric pronoun. Because government is an inherently local relationship, it is unavailable
in long-movement constructions. Binding is required in these cases. Since only referential
DPs may be binders, only they may participate in long wh-movement.
40
Chung (1994) discusses some shortcomings of Cinque’s analysis. The notion of referen-
tiality is unsatisfyingly vague, and the data concerning which DPs may participate in long-
distance movement lead Cinque’s system to draw some puzzling conclusions about what
is a referential DP and what is not. For example, certain pairs of DPs in Chamorro that
contrast in their ability to participate in long movement do not differ along the lines of ref-
erence, familiarity, or sp ecificity, all semantic factors that might be imagined to contribute
to referentiality. Rather, familiarity seems to be the critical factor in these cases.
Whatever the right factor is, I assume that it is tangential to the present investigation.
Syntactic resources make long movement available, but other factors can influence the well-
formedness of th e resulting structures. Kluender (1998) provides evidence that cognitive
processing is (one of) these additional factors. The parsability of a wh-construction improves
as the extracted DP increases in “identifiability” (roughly, specificity or richness of descriptive
content). Perhaps long movement is parsable only if the overt wh-phrase meets some level
of specificity. (See also the references in Kluender (1998), as well as Gordon et al. (2001a,b),
for discussion of the kinds of DPs that can affect processing in wh-constructions.)
Also, the mechanism that makes the resumptive pronoun an active goal has not been
identified. A [uResumptive] feature was used here, but we have seen no evidence that this is
indeed the correct feature. Perhaps, as already suggested, long-movement provides evidence
that goals do no need uninterpretable features to be active.
The analysis developed above makes long-movement constructions look strikingly similar
to phenomena like partial wh-movement in German, for example. In partial movement, an
A-chain is produced through two distinct but connected operations. An element moves from
an A-position into the A-system, moving successive-cyclically from one specifier of CP to
the next. At some point, this element stops moving and another item is merged into the
next higher specifier of CP. This second item continues moving and completes the A-chain.
The two halves of the partial movement operation are comparable to the two halves of the
long-movement construction: Some element moves from the A-system into the A-system,
41
but its movement is insufficient to “complete” the derivation of a wh-construction. Another
element is merged in a higher position to complete the A-chain, binding the first element.
In sum, the analysis of long-distance movement presented here removes much of the
oddness of these constructions. While it appears at first that certain DPs can defy the
standard locality conditions of wh-movement, the phenomenon of long-distance movement
is in fact compatible with these restrictions.
42
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